(1) | Non-refundable registration fee for offers and | ||||
sales of each class of open end mutual funds | |||||
required to register under RSA 421-B:301 | $ | 1,000 | |||
(2) | Registration fee prior to offers or sales of securities in this state | ||||
of one percent210 | |||||
of the offering | |||||
value of the | |||||
securities offered | |||||
in the registration | |||||
statement, provided | |||||
said fee shall not | |||||
be more than | |||||
$1,050, plus a | |||||
$200 non-refundable | |||||
examination fee | |||||
(3) | Fee prior to offers and sales of securities in | ||||
initial public offerings in this state under | |||||
the Securities Act of 1933, | $ | 1,000 | |||
15 U.S.C. section 77r(b)(1)(A) | |||||
(4) | Non-refundable fee prior to offers or sales of: | ||||
(A) | Covered securities of other investment | ||||
companies under section 18(b)(2) of the | |||||
Securities Act of 1933 | $ | 500 | |||
(B) | Non-issuer transactions under section | ||||
18(b)(4)(A) of the Securities Act of | |||||
1933-a one-time filing fee | $ | 500 | |||
(5) | Fee for a notice filing under RSA 421-B:3-302(c) | $ | 500 | ||
(6) | A copying and printing charge may be assessed | ||||
per page for each document | |||||
(7) | Non-refundable initial notice filing fee prior | $ | 1,000 | ||
to offers or sales of each class of an open | |||||
end mutual fund under section 18(b)(2) of the | |||||
Securities Act of 1933 | |||||
(8) | Initial notice filing fee prior to offers or | ||||
sales of covered securities under sections | |||||
18(b)(4)(C) and 18(b)(3) of the Securities Act | |||||
of 1933 | |||||
of one percent210 | |||||
of the offering | |||||
value of the | |||||
securities offered | |||||
in the registration | |||||
statement, provided | |||||
said fee shall not | |||||
be more than | |||||
$1,050, plus a | |||||
$200 non-refundable | |||||
initial notice fee | |||||
(b) Renewal fees shall be as follows: | |||||
(1) | Annual notice filing fee for offers or sales of | ||||
covered securities under sections 18(b)(4)(C) | |||||
and 18(b)(3) of the Securities Act of 1933 | |||||
of one percent of the offering210 | |||||
value of the | |||||
securities offered | |||||
in the registration | |||||
statement, provided | |||||
that the fee shall not | |||||
be more than | |||||
$ | 1,050 | ||||
(2) | Annual non-refundable notice filing fee for | ||||
offers and sales of each class of an issuer of | |||||
open end mutual funds which are covered | |||||
securities under section 18(b)(2) of the | |||||
Securities Act of 1933, due on or before May 1 | |||||
of each year | $ | 1,000 | |||
(3) | Annual non-refundable registration fee for each | ||||
class of an issuer of open end mutual funds, | |||||
due on or before May 1 of each year, if | |||||
required to register under RSA 421-B:3-301 | $ | 1,000 | |||
(4) | Annual registration fee for securities offered in | ||||
this state, due one year from the effective | |||||
date of registration, and each year thereafter | |||||
of one percent210 | |||||
of the offering | |||||
value of the | |||||
securities offered | |||||
in the registration | |||||
statement, provided | |||||
that the fee shall not | |||||
be more than | |||||
$1,050 |
Source. 2015, 273:1, eff. Jan. 1, 2016. 2017, 172:16, eff. June 28, 2017.