CHAPTER
Env-C 200 RULES OF PRACTICE AND
PROCEDURE
Statutory
Authority: RSA 541-A:16, I
PART
Env-C 201 PURPOSE AND APPLICABILITY
Env-C
201.01 Purpose.
(a) The purpose of the rules in Env-C 200 is to
provide:
(1) Uniform procedures for the conduct of
adjudicative and non-adjudicative proceedings;
(2) Uniform procedures for the submittal, review,
and disposition of motions for reconsideration, rulemaking petitions, claims of
confidentiality, and declaratory rulings;
(3) Uniform criteria for suspending, revoking, or
refusing to issue or renew licenses issued by the department of environmental
services; and
(4) Procedures for submitting requests to review
department records and requests for determinations under RSA 72:12-a.
(b) These rules are intended to supplement the
requirements of RSA 541-A and any procedures or criteria established under any
statute implemented by the department of environmental services.
Source. #4653, eff 7-27-89; ss by #4834, eff 6-4-90;
ss by #5265, eff 10-31-91; ss by #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 201.02 Applicability.
(a) The definitions in Env-C 202 and rules in
Env-C 203 shall apply to all administrative proceedings conducted by the
department of environmental services as described in Env-C 204 through Env-C
212, and shall be in addition to applicable requirements of RSA 541-A and the
rules set forth in Env-C 204 through Env-C 212 as applicable to a specific type
of proceeding.
(b) In the event that other department rules
exist in sub-titles Env-A, Env-C, Env-Dw, Env-Hw, Env-Or, Env-Sw, Env-Wr, Env-Wq, or Env-Wt that establish procedures for specific programs or
divisions, a rule in this chapter shall apply if the program-specific rules do
not address the specific issue addressed by the rule in this chapter.
Source. #4653, eff 7-27-89; ss by #5860, eff 7-1-94;
ss by #6960, eff 3-25-99; ss by #8851-A, eff 3-25-07; amd by #10802-A,
eff 3-24-15
PART Env-C
202 DEFINITIONS
Env-C
202.01 “Applicant” means the person who filed
an application for a license or a request under RSA 72:12-a, as applicable to
the proceeding.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C
202.02 “Commissioner” means the
commissioner of the department.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C
202.03 “Department” means the department
of environmental services.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C
202.04 “Division” means a “division”, as
defined in RSA 21-G:5, VII, within the department that has primary
responsibility for administering a statute, such as the air resources division,
the waste management division, and the water division.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C
202.05 “Hearing” means a component of a
proceeding, through which the commissioner or designee receives testimony,
evidence, or arguments, or any combination thereof.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C
202.06 “Intervenor” means a person
allowed by the presiding officer to intervene in an adjudicative proceeding
pursuant to RSA 541-A:32.
Source. #8851-A, eff 3-25-07
Env-C 202.07 “License” means “license” as defined by RSA
541-A:1, VIII, namely “the whole or part of any agency permit, certificate,
approval, registration, charter or similar form of permission required by
law.” The term includes any waiver
issued under the applicable statute or rules, whether or not the waiver is explicitly
incorporated into a license.
Source. #8851-A, eff 3-25-07; ss by #12902-A, eff 10-22-19
Env-C
202.08 “License action” means an
adjudicative proceeding initiated by the department to suspend, revoke, or
refuse to renew a license.
Source. #8851-A, eff 3-25-07
Env-C
202.09 “Oral adjudicative hearing” means
a trial-type hearing that is part of an adjudicative proceeding that is held at
a specific time and location for the purpose of receiving live testimony from
witnesses, together with any evidence and argument that is presented in
conjunction with such witnesses.
Source. #8851-A, eff 3-25-07
Env-C
202.10 “Oral public hearing” means a
legislative-type hearing that is part of a non-adjudicative proceeding that is
held at a specific time and location for the purpose of receiving testimony
from the public.
Source. #8851-A, eff 3-25-07
Env-C
202.11 “Participant” means:
(a) For an adjudicative proceeding, a respondent,
intervenor, or representative of the department for that adjudicative
proceeding; or
(b) For a non-adjudicative proceeding, any person
who attends the hearing or submits comments in writing on paper or by e-mail,
or both.
Source. #8851-A, eff 3-25-07
Env-C
202.12 “Participants” means:
(a) For an adjudicative proceeding, all
respondent(s), intervenor(s), and representative(s) of the department for that
adjudicative proceeding; or
(b) For a non-adjudicative proceeding, the
collective group of persons who attend the oral public hearing or submit
comments in writing on paper or by e-mail, or both.
Source. #8851-A, eff 3-25-07
Env-C
202.13 “Person” means, for each
proceeding, “person” as defined by the statute pursuant to which the department
regulates the subject matter of the proceeding.
Source. #8851-A, eff 3-25-07
Env-C 202.14 “Proceeding” means the totality of the
department’s handling of a matter, including the initiation, review, oral or
record hearing, decision, and, if applicable, reconsideration of the
matter. A proceeding is either
adjudicative or non-adjudicative.
Source. #8851-A, eff 3-25-07
Env-C 202.15 “Record hearing” means:
(a) For purposes of an adjudicative proceeding,
the submittal by the participants of written testimony, evidence, and arguments
prior to a specified deadline; or
(b) For purposes of a non-adjudicative proceeding,
the submittal by an applicant, a permittee, and/or the public, as applicable to
the proceeding, of information relating to the subject of the proceeding in
writing on paper or by e-mail.
Source. #8851-A, eff 3-25-07
Env-C
202.16 “Respondent” means:
(a) For purposes of a license action, the person
who holds a license or has applied for renewal of a license;
(b) For purposes of an administrative fine
proceeding, the person against whom the department proposes to impose an
administrative fine; or
(c) For any action initiated under Env-C
204.01(b), the person against whom the department proposes to take the action.
Source. #8851-A, eff 3-25-07
PART Env-C
203 PROVISIONS APPLICABLE TO ALL
PROCEEDINGS
Env-C
203.01 Computation of Time.
(a) Unless otherwise specified, all time periods
shall be calendar days.
(b) Computation of any period of time shall begin
with the first day following the day on which the act that initiates such
period of time occurs and include the last day of the period so computed.
(c) For time periods not established in statute,
if the last day of the period falls on a Saturday, Sunday, or state legal
holiday, then the time period shall be extended to include the first state
business day following the Saturday, Sunday, or state legal holiday.
(d) Time periods established in statute shall be
determined as specified in the statute.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C
203.02 Date of Issuance or Filing.
(a) All orders, decisions, notices, or other
written correspondence or documents issued by or at the direction of the
department shall be deemed to have been issued on the date noted on the
document.
(b) All correspondence, petitions, applications,
requests for findings of fact and conclusions of law, motions, requests for
reconsideration, and any other written documents shall be deemed to have been
filed with or received by the department on the actual date of receipt by the
department, as evidenced by a date stamp placed on the document by the
department in the normal course of business.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 203.03 Address Updates.
(a) Any respondent or intervenor in an
adjudicative proceeding and any person who has filed a motion for reconsideration
shall maintain a current mailing address and daytime telephone number and, if
available, a fax number and e-mail address, on file with the presiding officer
until completion of the matter.
(b) Notices mailed by first class mail, postage prepaid,
to the address on file with the presiding officer shall be presumed to have
been received by the addressee.
(c) For purposes of this section, “completion of
the matter” means the later of:
(1) The date compliance is achieved or the fine
is paid, if applicable;
(2) The expiration of the time period allowed by
law for appealing the subject decision, if no appeal is filed within that time;
or
(3) The date of the final decision on the last
appeal taken.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 203.04 Waiver of Rules.
(a) Subject to (g), below, any participant in an
adjudicative or non-adjudicative proceeding or otherwise affected by the rules
in Env-C 200 may request the presiding officer to waive any rule in Env-C 200
for good cause. If no presiding officer
has been designated, the requestor shall direct the request to the
commissioner.
(b) Waiver requests made in conjunction with an
adjudicative proceeding shall be in the form of a motion that is filed and
handled in accordance with Env-C 204.17.
(c) A request to waive a rule not made in
conjunction with an adjudicative proceeding shall:
(1) Be in written form, unless made in response
to a matter asserted for the first time at an oral public hearing or on the
basis of information which was not received in time to prepare a written
request prior to the hearing at which the request is made;
(2) Contain a clear and concise statement of the
reason(s) why the waiver is being requested, including a statement of the
impact on the requestor if the waiver is not granted; and
(3) Be included in the record of the proceeding
if in writing, or recorded in full in the record of the hearing if made at an
oral public hearing.
(d) If the presiding officer finds that a request
made orally at an oral public hearing requires additional information in order
to be fully and fairly considered, the presiding officer shall direct the
requestor to submit the request in writing, with supporting information, within
3 state business days of the date of the oral request. If other participants in the proceeding wish
to respond to the request, the response(s) shall be filed no later than 7 days
after the request is filed.
(e) The presiding officer shall rule upon a
waiver request after full consideration of all factors relevant to the request.
(f) For purposes of this section, good cause
shall be determined with reference to the rule for which the waiver is
sought. If good cause is not
specifically defined in the rule for which a waiver is sought, good cause shall
be deemed to exist if:
(1) Compliance with the rule cannot be achieved
due to circumstances beyond the control of the person requesting the waiver and
waiving the rule will not materially prejudice any other person;
(2) Compliance with the rule would work a
hardship on the person requesting the waiver and waiving the rule will not
prejudice any other person; or
(3) Compliance with the rule would otherwise be
counterproductive to the purpose of the proceeding in which the waiver is
sought, given the specific circumstances of the proceeding and the reason(s)
for the waiver request.
(g)
No waiver shall be granted to any rule that reflects a statutory or
constitutional requirement without the consent of the person(s) to whose
benefit the provision operates.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
PART Env-C
204 ADJUDICATIVE PROCEEDINGS
Env-C 204.01 Applicability. The rules in Env-C 204 shall apply to any
proceeding initiated by the department:
(a) Under its authority to suspend, revoke, or refuse
to renew a license or impose an administrative fine, or both; or
(b) For which other departmental rules explicitly
reference the adjudicative proceedings requirements of Env-C 200.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 204.02 Presiding Officer. The presiding officer for an adjudicative
proceeding shall be the commissioner or designee.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 204.03 Authority of Presiding Officer. The presiding officer in an adjudicative
proceeding shall:
(a) Regulate and control the course of the
proceeding;
(b) Administer oaths and affirmations at oral
adjudicative hearings;
(c) Receive relevant exhibits;
(d) Dispose of procedural requests, including
adjournments or continuances, at the request of a participant or on the
presiding officer’s own motion;
(e) Rule on issues of evidence;
(f)
Question any person who testifies;
(g) Cause a complete record of the proceeding to
be made; and
(h) Take any other action consistent with
applicable statutes and rules necessary to conduct the proceeding and complete
the record in a fair and timely manner.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 204.04 Withdrawal of a Presiding Officer.
(a) A participant may request the presiding
officer to withdraw from a matter for good cause.
(b) A request for the presiding officer to
withdraw shall be in the form of a motion that is filed and handled in
accordance with Env-C 204.17.
(c) For purposes of this section, good cause for
withdrawal shall be that the presiding officer has an objectively-demonstrated
bias for or against one or more of the participants. Good cause shall not include that the
presiding officer is an employee of the department.
(d) The person requesting the withdrawal of the
presiding officer shall support the request with sworn testimony or other
evidence submitted with the motion.
(e) For purposes of this section, an
“objectively-demonstrated bias” means that the person requesting the presiding
officer to withdraw submits evidence that shows, by a preponderance of the
evidence, that the presiding officer has had personal dealings with a participant
that would cause a reasonable person to believe that as a result of the
dealings, the presiding officer will discount or ignore evidence and law to
find in favor of or against that participant.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 204.05 Burden and Standard of Proof.
(a) In all adjudicative hearings, the participant
asserting a proposition shall bear the burden of proving the truth of the
proposition by a preponderance of the evidence.
(b) In a hearing held to determine whether a
license that has already been issued should be suspended, revoked, or not
renewed, the department shall bear the overall burden of proof by a
preponderance of the evidence.
(c) In a hearing held to determine whether an
administrative fine should be imposed, the division that initiated the
proceeding shall bear the overall burden of proof by a preponderance of the
evidence.
(d) In any hearing held on a motion to reconsider
a decision that was made in accordance with applicable legal procedures, the
person seeking to overturn the decision shall bear the overall burden of
proving that the decision was unlawful or unreasonable by a preponderance of
the evidence.
(e) For purposes of this section, proof by a
preponderance of the evidence means what is sought to be proved is more
probable than not.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 204.06 Notice.
(a) The department shall send notice of the
initiation of an adjudicative proceeding to each respondent in accordance with
(g), below.
(b) The notice sent pursuant to (a), above, shall
state:
(1) The docket number assigned to the proceeding
by the department;
(2) The action the department is proposing to
take;
(3) The statutory authority for the department to
take the action;
(4) The facts and law that support the proposed
action; and
(5) That the respondent has the opportunity for a
hearing prior to a final decision being made by the department.
(c) If the department has already scheduled an
oral adjudicative hearing for the matter when the notice required by (a),
above, is prepared, the notice shall also state:
(1) The date, time, and location of the oral
adjudicative hearing;
(2) That the respondent has the right to have an
attorney present to represent the respondent at the respondent’s expense; and
(3) If the proceeding relates to the respondent’s
occupational license, that the respondent may request the department to provide
a certified shorthand court reporter at the respondent’s expense and that any
such request shall be submitted in writing at least 10 days prior to the
hearing.
(d) If the department schedules an oral
adjudicative hearing subsequent to sending notice pursuant to (a), above, the
department shall send a written notice that includes the docket number and the
information specified in (c)(1) - (3), above, to each respondent and
intervenor, if any, in accordance with (g), below.
(e) If other persons who are not intervenors
notify the department that they are interested in attending the hearing, the
department shall send notice to such persons by first-class mail.
(f) If an oral adjudicative hearing is
rescheduled for any reason, the department shall give written notice of the
date, time, and place of the rescheduled hearing by delivery in hand or by
first class mail to the respondent(s), any intervenor(s), and any person(s) who
received notice of the original hearing pursuant to (e), above.
(g) The department shall send the notice required
by (a) or (d), above, by certified mail, return receipt requested. If the certified mail is not accepted, the
notice shall be delivered by any method that is allowed for serving civil writs
or other process as specified in RSA 510:2, RSA 510:4, or RSA 510:8 -17, as
applicable.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.07 Appearance and Representation.
(a) A participant may be represented by an
attorney licensed to practice law in New Hampshire or such other individual as
the person designates. The
representative shall notify the presiding officer of such representation in
writing by filing an appearance in accordance with (b), below.
(b) The appearance filed by the representative
shall include the following information:
(1) A brief identification of the matter in which
the representative will appear;
(2) A statement as to whether or not the
representative is an attorney and if so, whether s/he is licensed to practice
in New Hampshire; and
(3) The representative’s mailing address and
daytime telephone number and, if available, an e-mail address and fax number.
(c) Nothing in these rules shall be construed to
allow or encourage the unauthorized practice of law as defined by
the New Hampshire supreme court or the New Hampshire general court.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.08 Filing and Service of Documents;
Signatures.
(a) Any participant wishing to file any written
document(s) for inclusion in the record of an adjudicative proceeding shall
deliver the original and one copy of the document to the presiding officer.
(b) Any document so filed shall:
(1) Specify the docket number assigned by the
department to the matter; and
(2) Be signed by the participant filing the
document or by that participant’s representative.
(c) The signature of the participant or
participant’s representative shall constitute certification that:
(1) The signer has read the document;
(2) The signer is authorized to file it;
(3) To the best of the signer’s knowledge,
information, and belief, there are good grounds to support it; and
(4) The document has not been filed for purposes
of delay or harassment.
(d) Any person filing any document as provided in
(a), above, shall serve the document on all other participants of record by
delivering a copy of the document to such participants by one of the methods
specified in (f), below, at the time the document is filed.
(e) The person filing the document shall also
file a statement certifying that copies have been or are being delivered to all
other participants as required by this section.
(f) Delivery of documents pursuant to this
section shall be by:
(1) Delivery in hand to the recipient or, if the
recipient is unavailable, to the recipient’s representative, in which case the
person delivering the document shall sign a statement indicating the date and
time of delivery and the identity of the person receiving the
document;
(2) First class mail to the recipient, postage
prepaid, in which case a certificate of mailing shall be obtained by the person
sending the document;
(3) Certified mail to the recipient, return
receipt requested;
(4) Unites States Postal Service express delivery
service to the recipient; or
(5) Private express delivery service, such as
Federal Express® or UPS®, to the recipient.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.09 Prehearing Conference.
(a) Any participant may request a prehearing
conference in accordance with RSA 541-A:31, V.
(b) In lieu of or in addition to a prehearing
conference, the participants may submit motions in accordance with Env-C 204.17
for changes to or waivers of the standard procedures as specified in these
rules or other matters concerning the conduct of the proceeding.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.10 Pre-hearing Exchange of Information.
(a) Unless otherwise agreed to at a prehearing
conference, more than one week prior to the commencement of an oral
adjudicative hearing each participant shall provide the following to each other
participant:
(1) A list identifying each witness the
participant expects to call at the hearing with a brief description of that
witness’s anticipated testimony; and
(2) A list of the exhibits the participant
expects to present at the hearing.
(b) If a participant wishes to obtain information
other than that specified in (a), above, from another participant, the
requesting participant shall request the information in writing and shall deliver
the request to the presiding officer and the other participants as provided in
Env-C 204.08.
(c) Requests pursuant to (b), above, shall be
limited to information directly related to the matter for which the proceeding
is being conducted.
(d) A participant receiving a request for
information pursuant to (b), above, shall respond to the request within 10 days
by:
(1) Providing the information requested;
(2) Explaining why the information will not be
provided; or
(3) Identifying a date and time when the
information can be made available for inspection, which date and time shall be
sufficiently in advance of the hearing on the matter that the information can
be reasonably reviewed prior to the hearing.
(e) A participant who has received a request for
information pursuant to (b), above, may decline to provide information that the
participant believes is:
(1) Confidential;
(2) Privileged;
(3) Not directly related to the matter at hand;
or
(4) Excessively burdensome to produce.
(f) If a participant declines to provide
information pursuant to (e), above, the explanation provided pursuant to
(d)(2), above, shall include a detailed explanation of the reason(s) why the
information is not being provided.
(g) A participant who has requested information
pursuant to (b), above, that is not provided may request the presiding officer
to require the participant of whom the information was requested to provide the
information. Such requests shall be in the
form of a written motion that is filed and handled in accordance with Env-C
204.17.
(h) The participant shall file a motion pursuant
to (g), above, within 7 days of receiving the denial of the information under
(e), above, but no later than 5 days prior to the scheduled hearing. No motion shall be accepted within 5 days
before a scheduled hearing unless the presiding officer determines that good
cause exists for the late filing. For
purposes of this paragraph, good cause shall mean that the participant
requesting the information did not discover the existence of the information in
time to request the information, receive the denial, and file a timely motion
and could not have discovered the existence of the information with reasonable
diligence.
(i) If in ruling on a
motion filed pursuant to (h), above, the presiding officer determines that the
requesting participant will be materially prejudiced in the case being heard by
the lack of the requested information, and the participant asked to provide the
information fails or refuses to provide it, the presiding officer shall fashion
such remedy as is appropriate to the circumstances, including:
(1) Delaying the hearing until the information is
provided;
(2) Ruling that such information shall not be admissible
at the hearing on the matter or in any subsequent proceeding on the matter,
unless the information is already a matter of public record; or
(3) Finding in favor of the requesting
participant.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.11 Hearings in Adjudicative Proceedings.
(a) Subject to (e), below, the participants in an
adjudicative proceeding may request the presiding officer to allow a record
hearing in lieu of an oral hearing. Such
a request shall be made by a motion filed in accordance with Env-C 204.17 that
includes a proposed schedule for submittal of written testimony, evidence, and
arguments.
(b) The presiding officer shall allow a record
hearing in lieu of an oral hearing only if:
(1) All participants agree to the record hearing
and waive their right to cross-examine on all testimony and evidence presented;
(2) Resolution of the matter will not hinge on
the credibility of any witness; and
(3) The presiding officer believes that the
record hearing will allow a full and fair consideration of the issues in
dispute.
(c) If the participants agree to a record hearing,
the presiding officer shall establish deadline(s) by which the participants
must file their written testimony, evidence, and arguments and notify the
participants of the deadline(s) in writing.
Any requests for extension of the deadlines shall be filed and handled
as specified in Env-C 204.21.
(d) Any written testimony provided as part of a
record hearing shall be made under oath or affirmation.
(e) If the credibility of a witness is at issue in
an adjudicative proceeding, the presiding officer shall conduct an oral hearing
as required by Petition of Grimm, 138 N.H. 42 (1993).
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.12
Record of the Proceeding.
(a) The record of an adjudicative proceeding for
which the hearing is a record hearing shall comprise:
(1) The notice(s) sent by the department pursuant
to Env-C 204.06;
(2) Any written response(s) to such notice(s);
(3) All other correspondence between the
department and a respondent or intervenor that relates to the proceeding;
(4) All testimony, evidence, and arguments
submitted by the participants;
(5) All motions, objections or other responses to
motions, and requests for findings of fact and rulings of law submitted by the
participants;
(6) Any information of which official notice was
taken pursuant to Env-C 204.16(b); and
(7) All rulings of the presiding officer.
(b) The record of an adjudicative proceeding for
which the hearing is an oral adjudicative hearing shall comprise:
(1) All information specified in (a), above; and
(2) A tape recording or other verbatim record of
the oral hearing.
(c) The record of an adjudicative proceeding
shall be available for inspection by any person in accordance with Env-C
210.05.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.13 Opening an Oral Adjudicative Hearing. The presiding officer shall open an oral
adjudicative hearing by describing in general terms the purpose of the hearing
and procedures governing its conduct.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.14 Testimony at an Oral
Adjudicative Hearing.
(a) All testimony at an oral adjudicative hearing
shall be in accordance with RSA 541-A:33, I.
(b) Any individual offering testimony, evidence,
or arguments shall state his/her name and address on the record. If the individual is representing another
person, the person being represented shall also be identified by name and
address.
(c) Unless otherwise agreed at a prehearing
conference, testimony shall be offered in the following order:
(1) The department and such witnesses as the
department calls;
(2) The respondent and such witnesses as the
respondent calls; and
(3) Any intervenor(s) and such witnesses as the
intervenor(s) call.
(d) Any person offering testimony shall be
subject to cross-examination as provided in Env-C 204.15.
(e) Any person included within (c)(1) through
(3), above, who wishes to submit written testimony at the hearing in addition
to oral testimony shall do so to the presiding officer, provided the person
signs and dates such testimony and the presiding officer determines, as
required by RSA 541-A:33, II, that the interests of the other participants will
not thereby be prejudiced substantially.
The person submitting written testimony shall give a copy of such
testimony to each party. All
participants shall have the opportunity to cross-examine the witness on and
offer rebuttal testimony to the testimony.
(f) The presiding officer shall terminate any
comments, questions, or discussions that are not relevant to the subject of the
hearing.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.15 Cross-Examination at an Oral Adjudicative
Hearing.
(a) If necessary to clarify information presented
by a witness or some other aspect of the matter at hand, the presiding officer
at an oral adjudicative hearing shall question the witness during or at the
conclusion of testimony of that witness.
(b) The presiding officer shall allow the
participants or their representatives to cross-examine each witness at the
conclusion of the testimony of the witness.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.16 Evidence.
(a) Evidence that is relevant and material to the
subject matter of the adjudicative proceeding in which it is offered shall be
admissible.
(b) Whenever necessary for a full and fair
consideration of the matter, the presiding officer shall take official notice
in accordance with RSA 541-A:33, V.
(c) The presiding officer or designee shall mark
all documents, materials, and objects accepted as exhibits with the docket
number and a number or other notation to identify the exhibits in a sequential
manner.
(d) If the original of a document is not readily
available, the documentary evidence shall be received in the form of copies or
excerpts.
(e) All written testimony and documents,
materials, and objects admitted into evidence at an oral adjudicative hearing shall
be made available during the course of the hearing for examination by any
participant. After the hearing, all such
evidence shall be available for review in accordance with Env-C 210.05.
(f) In any proceeding involving an application,
the division shall place into evidence the application, including any plans or
other attachments and any amendments thereto but excluding any information
determined to be confidential business information pursuant to Env-C 208.
(g) Any person who objects to a ruling of the
presiding officer regarding evidence or procedure made during an oral
adjudicative hearing shall state the objection and the grounds therefor at the
time the ruling is made. Any person who
objects to a ruling of the presiding officer regarding evidence or procedure
made at a time other than during an oral adjudicative hearing shall file a
written objection to the ruling in the form of a motion within 5 state business
days of the date of the ruling. Nothing
herein shall be construed as independent authorization for interlocutory appeal
of rulings of the presiding officer on issues of evidence or procedure.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.17 Motions.
(a) Motions shall be in writing, unless made in
response to a matter asserted for the first time at an oral adjudicative
hearing or on the basis of information which was not received in time to
prepare a written motion prior to the oral adjudicative hearing at which the
motion is presented.
(b) Prior to filing a written motion, the
participant filing the motion shall seek concurrence with the relief requested
in the motion from the other participant(s), provided however that if the
motion would result in a ruling that is adverse to another participant’s
interests, the moving participant shall not be required to seek concurrence
from that participant.
(c) All motions shall:
(1) Contain a clear and concise statement of the
facts and law that support the motion;
(2) State the specific relief or ruling
requested;
(3) State whether the other participants concur
with the motion; and
(4) Be signed as required by Env-C 204.08.
(d) Any participant who did not concur with the
motion in advance who wishes to respond to a written motion shall file the
response no later than 7 days after the motion was filed.
(e) Motions made orally at an oral adjudicative
hearing shall be recorded in full on the record of the hearing. Subject to (f), below, responses to oral motions
shall be made orally during the hearing at which the motion is made.
(f) If the presiding officer finds that a motion
made orally at an oral adjudicative hearing requires additional information in
order to be fully and fairly considered, the presiding officer shall direct the
participant who made the motion to submit the motion in writing, with
supporting information, within 3 state business days of the date of the oral
motion. If other participants in the
proceeding wish to respond to the motion, the response(s) shall be filed no
later than 7 days after the written motion is filed.
(g) The presiding officer shall rule upon a
motion after full consideration of all factors relevant to the motion.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.18 Proposed Findings of Fact and Conclusions
of Law.
(a) Any participant in an adjudicative proceeding
may submit proposed findings of fact and conclusions of law to the presiding
officer.
(b) For proceedings in which an oral adjudicative
hearing is scheduled and a prehearing conference is held, the proposed findings
of fact and conclusions of law shall be submitted by the date established at
the prehearing conference.
(c) If all participants have not submitted proposed
findings of fact and conclusions of law and the presiding officer determines
that proposed findings of facts and conclusions of law would serve to clarify
the issues presented in the proceeding, the presiding officer shall request the
participants to submit proposed findings of fact and conclusions of law by a
specified date, which date shall be no later than 10 days following the
deadline for submittal for a record hearing or the date on which an oral
adjudicative hearing was held.
(d) In any case where proposed findings of fact
and conclusions of law are submitted, the decision shall include rulings on the
proposals.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.19 Failure to Appear at an Oral Adjudicative
Hearing. If any participant to whom
notice of an oral adjudicative hearing has been given in accordance with Env-C
204.06 fails to appear at the hearing and fails to advise the presiding officer
of such non-appearance in advance of the hearing, the presiding officer shall
hear the evidence and testimony of the participant(s) attending the hearing and
render an opinion based thereon, subject to Env-C 204.20.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.20 Reconvening of Oral Adjudicative Hearings.
(a) If an oral hearing is held in a participant’s
absence pursuant to Env-C 204.19, the participant may file a motion within 10
days after the date of the hearing to reconvene the hearing.
(b) The motion to reconvene the hearing shall
include an explanation of why the participant did not attend the hearing and
why the participant did not notify the presiding officer in advance of the
hearing, which explanation shall be supported by affidavits or other evidence.
(c) If the submitted evidence shows that good
cause exists to explain the participant’s failure to appear at the hearing and
to explain the participant’s failure to notify the presiding officer in advance
of the hearing, the hearing shall be reconvened and testimony and evidence
offered by the participant shall be received.
(d) For purposes of this section, good cause
shall be limited to circumstances beyond the control of the participant which
render the participant unable to attend the hearing and unable to notify the
presiding officer in advance of the hearing.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.21 Rescheduling or Continuing Oral
Adjudicative Hearings; Extension of Deadlines in Record Hearings.
(a) Any participant in an adjudicative proceeding
in which an oral adjudicative hearing has been scheduled or for which deadlines
in a record hearing have been set may request the presiding officer to
reschedule the hearing or extend the deadlines, as applicable, for reasonable
cause. Reasonable cause shall include,
but not be limited to, that an individual participant, a representative, or
critical witness is unavailable or that the participants believe a settlement
is possible and need more time to resolve the matter.
(b) Prior to requesting the rescheduling of an
oral adjudicative hearing or the extension of deadlines in a record hearing,
the participant shall seek concurrence with the request from the other
participant(s).
(c) A request to reschedule an oral adjudicative
hearing or to extend the deadlines in a record hearing shall:
(1) Be in writing;
(2) Be made as much in advance of the hearing or
deadline, as applicable, as practicable given the reason for the request; and
(3) State whether the other participant(s) agree
to the request.
(d) The participant making the request shall
serve a copy of the request on each other participant in accordance with Env-C
204.08.
(e) The presiding officer shall notify the
participants of his/her ruling on a request that is filed in accordance with
(a) - (d), above, in advance of the hearing or deadline, as
applicable. If the request is not received
sufficiently in advance of the hearing or deadline, as applicable, to allow a
decision to be mailed and received prior to the scheduled hearing date or
deadline, as applicable, the presiding officer shall inform the participants of
the ruling by telephone, fax, or e-mail.
(f) If the need for an oral adjudicative hearing
to be continued arises after the start of the hearing or within such time of
the hearing as to make filing a written motion impracticable, a participant may
request a continuance orally on the record.
(g) The presiding officer shall grant the
requested continuance if s/he determines that reasonable cause exists and that
any prejudice caused by granting the request would be outweighed by any
prejudice caused by denying the request.
(h) If the presiding officer grants a request for
a continuance made orally on the record and the date, time, and place for the
continued hearing are known at the time of the hearing that is being continued,
the presiding officer shall state the new date, time, and place on the
record. If such later date, time, and
place are not known at the time of the hearing that is being continued, the
presiding officer shall notify all participants, all representatives that have
filed an appearance in accordance with Env-C 204.07, and all other persons who
received the notice of the original hearing pursuant to Env-C 204.06(e), in
accordance with (e), above.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.22 Close of the Record.
(a) In an adjudicative proceeding, the presiding
officer shall not accept any evidence, testimony, exhibits, or arguments into the
record, except as allowed by (b), below, or pursuant to Env-C 204.23, after:
(1) The conclusion of an oral adjudicative
hearing; or
(2) The date specified pursuant to Env-C
204.11(b) for submittal of written testimony, evidence, and argument in a record
hearing.
(b) Prior to the conclusion of an adjudicative
oral hearing, a participant may request that the record be left open for a
specified period of time to accommodate the filing of evidence, exhibits, or
arguments not available at the hearing. If the other participants have no
objection or if the presiding officer determines that such material is
necessary to a full consideration of the issues raised in the appeal, the
presiding officer shall designate a specific time period for the record to remain
open to receive the material.
(c) The participant filing such additional
material shall also serve a copy of all material filed to each other
participant in accordance with Env-C 204.08.
(d) If any other participant requests time to
respond to the material submitted, the presiding officer shall set a specific
time period following filing of the material for the filing of a response. If any other participant requests the
opportunity to cross-examine on the additional material submitted, the presiding
officer shall set a date and time for an oral adjudicative hearing at which
cross-examination on the additional material shall be allowed, if the presiding
officer determines that cross-examination on the additional material is
required for a full and true disclosure of the facts.
(e) The determination to allow cross-examination
shall be based on:
(1) The nature of the factual and legal issues in
dispute in the proceeding;
(2) The testimony and evidence submitted during
the hearing and any cross-examination thereon; and
(3) The nature of the additional material to be
submitted.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 204.23 Reopening of the Record.
(a) At any time prior to the issuance of the
decision on the merits of the issue(s) that form the subject of the
adjudicative proceeding, the presiding officer on his/her own motion or on the
motion of any participant shall reopen the record to receive relevant,
material, and non-duplicative testimony, evidence, or arguments not previously
received.
(b) If a request to reopen the record is not made
while all participants are in attendance at an oral adjudicative hearing, the
requesting participant shall put the request in writing and file the request
with the presiding officer and serve the request on each other participant in
accordance with Env-C 204.08.
(c) If the presiding officer determines that such
testimony, evidence, or arguments are necessary to a full consideration of the
subject of the proceeding, the presiding officer shall reopen the record to
accept the offered items.
(d) To reopen the record, the presiding officer
shall:
(1) Give written notice of such further
proceedings if the participants are no longer present;
(2) Notify other interested persons in a manner
as is appropriate to ensure that reasonable notice is given of the further
proceedings; and
(3) Notify the other participants of the deadline
by which they may respond to or rebut the items made part of the record.
Source. #8851-A, eff 3-25-07
Env-C 204.24 Decisions.
(a) The presiding officer shall make a decision
on the merits only after full consideration of the record. In the event an oral adjudicative hearing is
held pursuant to Env-C 204.19, no decision shall be made prior to the
expiration of the 10-day period allowed for filing of a motion to reconvene the
hearing.
(b) If the presiding officer is a designee of the
person having the authority to make the decision in the case, the presiding
officer shall submit a written recommendation to the decision-maker that contains
the following:
(1) The subject of the proceeding, including
identification of the relevant statute(s) and rule(s);
(2) The names and addresses of all participants;
(3) The names and affiliations of all individuals
who presented testimony either orally or in writing and a summary of the
testimony received;
(4) A description and discussion of all other
evidence and argument presented;
(5) Proposed findings and conclusions, including
proposed rulings on any proposed findings of fact and rulings of law submitted
by the participants; and
(6) A recommended decision.
(c) After reviewing the record of the proceeding
and the written recommendation submitted pursuant to (b), above, if applicable,
the person having decision-making authority shall issue a written decision to
all participants that:
(1) Summarizes the nature of the proceeding;
(2) States the decision;
(3) States the findings and conclusions upon which
the decision is based; and
(4) If proposed findings of fact and conclusions
of law were submitted, states the rulings made on the proposals.
Source. #8851-A, eff 3-25-07
Env-C 204.25 Retention of Decisions.
(a) Subject to (b), below, the department shall
maintain on file such written decisions or orders as are issued pursuant to
Env-C 204.24 as follows:
(1) For decisions or orders that are not appealed,
for no less than 5 years from the date of the decision or order; and
(2) For decisions or orders that are appealed,
for no less than 5 years from the date of the final decision on appeal.
(b) If the director of the division of records
management and archives of the department of state sets a retention period,
pursuant to rules adopted under RSA 5:40, for written decisions or orders
issued pursuant to RSA 541-A:35 of longer than 5 years, the department shall
maintain such written decisions or orders on file for such longer period.
Source. #8851-A, eff 3-25-07
Env-C 204.26 Roles in Disciplinary and Enforcement
Proceedings. In any adjudicative
proceeding, the following persons shall have the role(s) indicated:
(a) Intervenors shall participate as specified in
the presiding officer’s order issued pursuant to RSA 541-A:32, V;
(b) The individual designated to represent the
department shall present testimony, evidence, and argument and otherwise serve
as the department’s point of contact for the proceeding;
(c) Other department staff shall present
testimony and evidence only if called as a witness by a participant; and
(d) Complainants shall present testimony and
evidence only if called as a witness by a participant.
Source. #8851-A, eff 3-25-07
PART Env-C
205 NON-ADJUDICATIVE PROCEEDINGS
Env-C 205.01 Applicability. These rules shall apply to proceedings
conducted by the department to:
(a) Adopt, readopt, amend, or repeal rules;
(b) Review applications for licenses and issue
decisions thereon;
(c) Review requests filed under RSA 72:12-a and
issue decisions thereon; or
(d) Provide information and receive public
comment in any other matter that is not an adjudicative proceeding covered by
Env-C 204.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 205.02 Presiding Officer.
(a) The presiding officer for a non-adjudicative
proceeding shall be the commissioner or designee.
(b) The presiding officer in a non-adjudicative
proceeding shall:
(1) Receive relevant information and public
comments;
(2) Cause a complete record of the proceeding to
be made; and
(3) Take any other action consistent with
applicable statutes and rules necessary to conduct the proceeding and complete
the record in a fair and timely manner.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 205.03 Non-Adjudicative Oral Public Hearings.
(a) The department shall conduct an oral public
hearing in a non-adjudicative proceeding:
(1) When proposing to adopt, readopt, amend, or
repeal rules;
(2) To receive oral public comment on a license
application if required by the statute or rules specific to such applications;
(3) For any matter for which the department is
required by law or by these rules to hold an oral hearing in a proceeding that
is not an adjudicative proceeding pursuant to Env-C 204.01; and
(4) For any other non-adjudicative matter for
which the law does not require the department to hold an oral hearing but for
which the department believes an oral public hearing would be of benefit.
(b) For any case in which an oral hearing is not
required pursuant to (a), above, the department shall proceed with a record
hearing.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 205.04 Notice. Notice of the date, time, and place of an
oral public hearing shall be given as follows:
(a) For a rulemaking hearing held pursuant to RSA
541-A:3, IV, by publication as specified in RSA 541-A:6;
(b) For an oral public hearing held on a license
application, as specified in the department’s rules specific to such license;
or
(c) For any other oral public hearing, by such
means as the commissioner determines will notify those persons likely to be
interested in the most cost-effective manner.
Source. #5860, eff 7-1-94; ss by #6960, eff 3-25-99;
ss by #8851-A, eff 3-25-07
Env-C 205.05 Record of Non-Adjudicative Proceedings.
(a) The record of a non-adjudicative proceeding
in which an oral public hearing is not held shall comprise:
(1) The application or request, together with all
supporting or supplemental information, filed by the applicant;
(2) All correspondence between the department and
the applicant or between the department and any other interested person(s)
regarding the application or request;
(3) A copy of the draft license, if one is
required to be prepared and circulated for public comment by the departmental
rules specific to the license; and
(4) Any other information relevant to the
application or request that is considered by the department in reaching a
decision.
(b) The record of a non-adjudicative proceeding
for which an oral public hearing is held shall comprise:
(1) All information specified in (a), above;
(2) Copies of all notices of the oral public
hearing that were published or otherwise distributed by the department;
(3) Any exhibits or written testimony received
pursuant to Env-C 205.07;
(4) For rulemaking proceedings, a copy of all
documents prepared and filed under RSA 541-A; and
(5) Subject to (c), below, a tape recording or
other method that provides a verbatim record of the oral public hearing or
notes of the hearing prepared by the presiding officer or designee.
(c) If no member of the public attends an oral
public hearing for which notice in accordance with Env-C 205.04 was given, the
record of the oral hearing shall consist of a memo from the presiding officer
stating that no member of the public was present.
(d) The record of a non-adjudicative proceeding
shall be available for inspection by any person in accordance with Env-C
210.05.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 205.06 Opening an Oral Public Hearing.
(a) The presiding officer shall open an oral
public hearing by describing in general terms the purpose of the hearing and
procedures governing its conduct.
(b) If the purpose of the hearing is to provide
information to the public, the presiding officer, department staff, or such
other person as the presiding officer designates shall then present such
information.
(c) After the opening statement and presentation
of information, if any, the presiding officer shall open the hearing to receive
comments and questions from the persons attending the hearing.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 205.07 Testimony at an Oral Public Hearing.
(a) Any individual wishing to submit exhibits or
written testimony at an oral public hearing shall do so to the presiding officer,
provided the individual signs and dates such testimony or exhibit(s).
(b) Any individual wishing to testify at an oral
public hearing shall submit his/her name, address, and whom s/he represents, if
anyone, in writing to the presiding officer.
The presiding officer shall call each individual to present his/her
testimony. The presiding officer shall
encourage individuals who plan to testify orally to place their testimony in
writing and to submit such written testimony to the presiding officer prior to
the close of the record.
(c) At the conclusion of testimony of each
individual, the individual shall remain available to answer questions from the
presiding officer, who shall only ask such questions as are necessary to
clarify the testimony given.
(d) The presiding officer shall terminate any
comments, questions, or discussions that are not relevant to the subject of the
hearing.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 205.08 Closing the Hearing and the Record.
(a) The presiding officer shall close the oral
public hearing when s/he determines that no one has further questions or
comments that are relevant to the subject of the hearing.
(b) At an oral public hearing other than a
rulemaking hearing, if additional time is requested to submit written testimony
as specified in Env-C 205.07(b) or supplemental information which the presiding
officer determines to be relevant to the subject of the hearing, the presiding
officer shall designate a specific time period for the record to remain open to
receive such information.
(c) For rulemaking hearings, the record shall remain
open until the date specified in the notice published pursuant to Env-C
205.04(a).
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 205.09 Continuances.
(a) Hearings on proposed rules shall be continued
only in accordance with RSA 541-A.
(b) At any oral public hearing
other than a hearing on proposed rules, if anyone requests a continuance and the
presiding officer determines that the public will be best served by continuing
the hearing and that any prejudice caused to any person as a result of the
continuance is outweighed by the benefit to the public of granting the
continuance, the presiding officer shall order that the hearing be continued to
a later date, time, and place.
(c) If such later date, time, and place are known
at the time of the hearing that is being continued, the presiding officer shall
state the date, time, and place on the record.
(d) If such later date, time, and place are not
known at the time of the hearing that is being continued, the presiding officer
shall state how notice will be given of the date, time, and place of the
continued hearing.
Source. #8851-A, eff 3-25-07
PART Env-C
206 MOTIONS FOR RECONSIDERATION
Env-C 206.01 Purpose. The rules in this part are intended to
supplement any statutory provisions, such as RSA 541, that require or allow a
person to request reconsideration of a decision of the department prior to
appealing the decision. These rules do
not create the right to request reconsideration of a decision where it does not
otherwise exist under law.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 206.02 Applicability. The rules in this part shall apply whenever
any person has a right under applicable law to request a reconsideration of a
decision prior to filing an appeal of the decision with the applicable court or
council having appellate jurisdiction.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 206.03 Time for Filing. Any motion for reconsideration shall be filed
no later than 30 days after the date the decision that is the subject of the
motion was issued.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 206.04 Filing.
(a) Any person wishing to request reconsideration
of a department decision shall file the original and 2 copies of a motion for
reconsideration at the following address:
Office of the
Commissioner, Legal Unit
Department of
Environmental Services
29 Hazen Drive
P.O. Box 95
Concord, NH
03302-0095
(b) For purposes of this section, a “department
decision” means a decision that is signed by the commissioner, by the assistant
commissioner on behalf of the commissioner, or by a division director, alone or
in any combination.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 206.05 Format and Content of Motion. The person filing a motion for
reconsideration shall provide the following information:
(a) The exact legal name of each person
requesting reconsideration and the mailing address of the person and, if
available, a fax number and e-mail address for the person;
(b) If the person making the request is other
than an individual, the name and daytime telephone number of the individual who
can be contacted regarding the motion and, if available, a fax number and
e-mail address for that individual;
(c) A clear and concise statement of the
reason(s) why the person believes the decision to be in error;
(d) A clear and concise statement of the facts
upon which the department is expected to rely in granting relief;
(e) A clear and concise statement of the specific
relief or ruling requested;
(f) A copy of the decision that is the subject of
the motion; and
(g) Such other information as the party filing
the motion deems pertinent and relevant, including sworn written testimony and
other evidence that was not available for the hearing.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
PART Env-C
207 RULEMAKING PETITIONS
Env-C 207.01 Applicability. The rules in this part shall apply to any
petition submitted to the department pursuant to RSA 541-A:4.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 207.02 Filing. Any person wishing to file a petition to
adopt, amend, or repeal a department rule shall file the original and one copy
of the petition with the commissioner at the following address:
Office of the
Commissioner, Legal Unit
Department of
Environmental Services
29 Hazen Drive
P.O. Box 95
Concord, NH
03302-0095
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 207.03 Format and Content of Petition. The person filing a petition to adopt, amend,
or repeal a department rule shall provide the following
information:
(a) The exact legal name of each person
requesting the adoption, amendment, or repeal of the rule, with a mailing
address of the person and, if available, a fax number and e-mail
address for the person;
(b) If the person making the request is other
than an individual, the name and daytime telephone number of the individual who
can be contacted regarding the motion and, if available, a fax number and
e-mail address for that individual;
(c) Whether the person is asking the department
to adopt, amend, or repeal a rule;
(d) If the petition is to adopt a rule:
(1) The chapter, part, and section, by
alphanumeric code, where the person proposes the rule to be inserted; and
(2) The language that the person wants to have
adopted as a rule;
(e) If the petition is to amend a rule:
(1) The specific rule, by alphanumeric code, that
is the subject of the petition; and
(2) The language that the person wants to have
adopted as a rule;
(f) If the petition is to repeal a rule, the
specific rule, by alphanumeric code, that is the subject of the petition;
(g) A clear and concise statement of why the
petitioner wants the department to undertake the action requested; and
(h) Such other information as the person filing
the petition deems pertinent and relevant, including sworn written testimony.
Source. #6960, eff 3-25-99; ss by #8851-A, eff
3-25-07
Env-C 207.04 Processing of Rulemaking Petitions.
(a) Upon receipt of a petition to adopt, amend,
or repeal a rule, the commissioner shall proceed in accordance with RSA
541-A:4.
(b) The commissioner shall grant the petition and
initiate a rulemaking proceeding in accordance with RSA 541-A:4 if the
commissioner determines that the department has authority to take the proposed
action and the proposed action is:
(1) Consistent with state and federal law and
policy; and
(2) Necessary to the efficient and effective
implementation of the rules that are the subject of the action or other
programs implemented by the department.
Source. #6960, eff 3-25-99; ss by; ss by #8851-A,
eff 3-25-07
PART Env-C
208 CLAIMS OF CONFIDENTIALITY
Env-C
208.01 Purpose. The purpose of this part is to establish the
procedures by which a person who submits information to the department can
protect confidential information.
Source. #6960, eff 3-25-99; ss by #8851-B, eff
3-25-07; ss by #10802-A, eff 3-24-15
Env-C
208.02 Applicability. This part shall apply to any person
submitting information to the department who wishes to assert a claim of
confidentiality for some or all of the information being submitted.
Source. #6960, eff 3-25-99; ss by #8851-B, eff
3-25-07; ss by #10802-A, eff 3-24-15
Env-C
208.03 Definition.
(a) “Confidential business information (CBI)”
means information that is exempt from disclosure under RSA 91-A:5, IV or any
statute implemented by the department, including but not limited to any
formula, pattern, device, or compilation of information used in the business of
the person making the claim of confidentiality, that the person protects from
disclosure and that gives the person an advantage over competitors who do not
know of or use it. The term includes
trade secrets as defined in RSA 350-B:1, IV.
Source. #6960, eff 3-25-99; ss by #8851-B, eff
3-25-07; ss by #10802-A, eff 3-24-15
Env-C
208.04 Initial Claim of
Confidentiality.
(a) Any person who wishes to make a claim that
information being submitted to the department is CBI shall assert that claim at
the time the information is initially submitted to the department.
(b) Subject to (c), below, the person shall
assert the claim by stamping or otherwise marking each page of information
asserted to contain CBI with the notation “confidential” or “confidential
business information”.
(c) If only part of the information on a page is
CBI, the claimant shall assert a CBI claim only as to that information by
identifying the specific information to which the claim applies.
Source. #6960, eff 3-25-99; ss by #8851-B, eff
3-25-07; ss by #10802-A, eff 3-24-15
Env-C
208.05 Department Handling of
Information Identified as CBI.
(a)
The department shall review the information for which a CBI claim is
made.
(b) If a CBI claim is made for any information
that falls within any category identified in Env-C 208.06, the department
shall:
(1)
Not treat the information as confidential; and
(2)
Send written notice to the person submitting the information of its
determination.
(c) If the department receives information from
another agency of the state or federal government that has been designated as
CBI, the department shall exercise the same degree of confidentiality for the
information as is exercised by the sending agency to the extent authorized by
New Hampshire law.
Source. #6960, eff 3-25-99; ss by #8851-B, eff
3-25-07; ss by #10802-A, eff 3-24-15
Env-C 208.06 Non-Confidential Information. No CBI claim shall be made for the following:
(a)
Any information for which no CBI claim was made at the time of the
initial submission;
(b)
Comments submitted by any person during the public comment period of any
non-adjudicative administrative proceeding of the department;
(c)
Any information in the official record of an adjudicative proceeding of
the department;
(d)
Information that is known by the department to be in the public domain,
in which case the department shall identify the public domain source of the
information in the notice sent pursuant to Env-C 208.05(b)(2);
(e)
Information contained in any permit issued by the department under any
statute it implements;
(f)
Information that is necessary to determine whether a violation of any
statute implemented by the department or of any rule adopted or license or
order issued pursuant to such statutes has occurred, including but not limited
to data on emissions and discharges;
(g)
Information that supports a finding that a violation of any statute
implemented by the department or of any rule adopted or license or order issued
pursuant to such statutes has occurred, including but not limited to data on
emissions and discharges;
(h)
A certificate of compliance as required by RSA 149-M:36; or
(i) Information that is exempted from claims of
confidentiality pursuant to any statute implemented by the department or rules
adopted pursuant to such statutes that establish criteria or exceptions for
claims of confidentiality.
Source. #6960, eff 3-25-99; ss by #8851-B, eff
3-25-07; ss by #10802-A, eff 3-24-15
(from Env-C 208.05); ss by #13107, eff 9-25-20
Env-C
208.07 Release or Other Use of
Information.
(a) When the department receives a request for
the release of information that has been designated by the person who submitted
the information as CBI and that has not been determined to be non-confidential
pursuant to Env-C 208.05(b), the department shall notify, in writing:
(1)
The person requesting the information that the information is subject to
a claim of confidentiality but will be released on a specified date unless an
objection is received from the person who submitted the information; and
(2)
The person asserting the claim of confidentiality that the information
will be released pursuant to the request on a specific date unless the person
submits a written objection with the department prior to the specified release
date that clearly explains all of the reasons why the person believes the
information should not be released.
(b) The release date specified in the notices
provided pursuant to (a), above, shall be no sooner than 10 business days after
the date of issuance of the notice.
(c) If the department receives a written
objection pursuant to (a)(2), above, the department shall:
(1)
Provide a copy of the objection to the person(s) who requested the
information; and
(2)
Request assistance from the New Hampshire department of justice to
resolve the dispute.
(d) If the person who submitted the information
does not file a written objection to the release with the department prior to
the specified release date, the department shall release the information to the
person who requested it and thereafter the information shall no longer be
treated as confidential by the department.
(e) The department shall have the use of any information
submitted to it, regardless of whether a CBI claim has been asserted with
respect to the information, for any purpose whatsoever, including:
(1)
Using the information for compiling surveys, statistics, or studies, so
long as such use does not compromise the confidentiality of any information
that is CBI; or
(2)
Ensuring compliance with applicable requirements.
Source. #10802-A, eff 3-24-15 (from Env-C
208.06)
PART
Env-C 209 LICENSE ACTIONS; CONDITIONS;
EXPEDITING REVIEW
Env-C 209.01 Definitions. For purposes of this part, the following
definitions shall apply:
(a) “Applicable requirements” means all
requirements that apply to a site, facility, or activity imposed by:
(1) Any state statutory provisions for which the
department is primarily responsible for implementation or enforcement;
(2) Any rule adopted by the commissioner pursuant
to statutory rulemaking authority;
(3) Any license issued by the department pursuant
to statutory authority;
(4) Any federal statutory provisions or
regulations, for which the United States Environmental Protection Agency (“US
EPA”) is primarily responsible for implementation or enforcement, which are
analogous to state statutes or rules implemented or enforced by the department;
or
(5) Any license issued by the US EPA which is
analogous to a state license issued by the department.
(b) “Chronic non-complier” means a person who:
(1) Has committed, within 3 years of the date of
application or of the violation(s) for which a license action has been
initiated, as applicable:
a. More than 2 violations that remain
uncorrected after the department or the US EPA has notified the respondent, in
writing, of the violations and the need to correct them, which demonstrates
that the respondent is unable or unwilling to comply with applicable
requirements; or
b. More than 3 violations that are corrected by
the respondent after the department or the US EPA has notified the respondent,
in writing, of the violations and the need to correct them, but recur with a
frequency that demonstrates that the respondent is unable or unwilling to
maintain compliance with applicable requirements; or
(2) Has been the subject, within 3 years of the
date of the application or of the violation(s) for which a license action has
been initiated, as applicable, of 2 or more administrative or civil enforcement
actions or one criminal enforcement action that have not been overturned on
appeal for violations of any applicable requirements pertaining to any of the
respondent’s activities.
(c)
“Enforcement action” means a proceeding initiated by or at the request
of the department or the US EPA against a person who is believed to have
violated any applicable requirements, which is intended to cause the person to
comply with applicable requirements or to impose a monetary penalty, or both, or
to incarcerate the person.
(d) “License holder” means the person to whom the
department has issued a license.
(e) “Person” means “person” as defined by the
statute or rules applicable to the application or license at issue.
Source. #6960, eff 3-25-99; ss by #7562, eff 9-26-01;
ss by #8851-A, eff 3-25-07
Env-C 209.02 Grounds for Denying a License Application. In addition to such grounds for denying a
license application as are identified in the rules that are specific to the
license for which an application was filed, the following shall constitute good
cause to deny a license application:
(a) The applicant owes any fees to the
department, unless the fees are being paid in accordance with a payment
schedule and the applicant is current with all payments;
(b) The applicant owes any administrative fines
to the department, unless the fines are being paid in accordance with a payment
schedule and the applicant is current with all payments;
(c) The applicant has failed to comply with any
administrative order issued by the department, unless the applicant is
complying in accordance with a compliance schedule and is current with all
items;
(d) The applicant owes any civil or criminal
penalties imposed as a result of a judicial action taken to enforce any statute
or rule implemented by the department, unless the penalties are being paid in
accordance with a payment schedule and the applicant is current with all
payments;
(e) The applicant has failed to comply with any
civil or criminal restoration or restitution order imposed as a result of a
judicial action taken to enforce any statute or rule implemented by the
department, unless the applicant is complying in accordance with a compliance
schedule and is current with all items; and
(f) The applicant is a chronic non-complier.
Source. #6960, eff 3-25-99; amd
by #7562, eff 9-26-01; ss by #8851-A, eff 3-25-07
Env-C 209.03 Grounds for Suspension, Revocation, or
Refusal to Renew. In addition to
such grounds for suspending, revoking, or refusing to renew a license as are
identified in the rules that are specific to the license at issue, the following
shall constitute good cause to suspend, revoke, or refuse to renew a license
issued by the department:
(a) The license holder owes any fees to the
department, unless the fees are being paid in accordance with a payment
schedule and the license holder is current with all payments;
(b) The license holder owes any administrative
fines to the department, unless the fines are being paid in accordance with a
payment schedule and the license holder is current with all payments;
(c) The license holder has failed to comply with
any administrative order issued by the department, unless the license holder is
complying in accordance with a compliance schedule and is current with all
items;
(d) The license holder owes any civil or criminal
penalties imposed as a result of a judicial action taken to enforce any statute
or rule implemented by the department, unless the penalties are being paid in
accordance with a payment schedule and the license holder is current with all
payments;
(e) The license holder has failed to comply with
any civil or criminal restoration or restitution order imposed as a result of a
judicial action taken to enforce any statute or rule implemented by the
department, unless the license holder is complying in accordance with a
compliance schedule and is current with all items; and
(f) The license holder is a chronic non-complier.
Source. #6960, eff 3-25-99; amd
by #7562, eff 9-26-01; ss by #8851-A, eff 3-25-07
Env-C 209.04 Relevance of Prior Violations.
(a) The department shall not base a decision to
suspend, revoke, or refuse to renew a license or to deny a license application
on prior violation(s) not documented by one or more enforcement actions that
arose in a program other than the program to which the license application or
license pertains unless the prior violations(s) can reasonably be found to be
relevant to the license or application under consideration.
(b) Any prior violation(s) arising in the same
program as the license or application under consideration shall be deemed to be
relevant to the pending license action.
Source. #6960, eff 3-25-99; ss by #7562, eff 9-26-01;
ss by #8851-A, eff 3-25-07
Env-C 209.05 Determination to Deny a License
Application or to Suspend, Revoke, or Refuse to Renew a License.
(a) The determination of whether to deny a
license application or to suspend, revoke, or refuse to renew a license shall
be made in accordance with the procedural rules specific to the type of license
at issue.
(b) If the respondent has not already had the opportunity
to contest, through an adjudicative proceeding, the prior violation(s) on which
the department proposes to base a decision to deny a license application or to
suspend, revoke, or refuse to renew a license, the respondent shall have the
opportunity to contest such prior violation(s) through an adjudicative
proceeding prior to a final decision being made.
(c) In any proceeding under (b) above, the
division shall bear the burden of proof on any alleged prior violation(s) not
documented by one or more enforcement actions in the same manner as would have
been true if an adjudicative proceeding had been initiated at the time of
discovery of the prior violation(s).
Source. #7562, eff 9-26-01; ss by #8851-A, eff
3-25-07
Env-C 209.06 License Conditions.
(a) The department shall include conditions in a
license whenever it determines that such conditions are necessary to:
(1) Provide greater assurance that the license
holder will comply with applicable requirements; or
(2) Minimize the potential for harm to public
health or the environment from any violations of applicable requirements.
(b) Any conditions so added shall relate directly
to the site, facility, or activity for which the license is issued and shall be
no more than reasonably necessary to achieve the criteria in (a), above.
(c) The determination of whether such conditions
are reasonably necessary shall be made based on:
(1) The nature and scope of the license being
issued; and
(2) The compliance history of the applicant,
including whether the applicant is a chronic non-complier.
(d) The license holder may appeal any conditions
included in a license pursuant to this section in accordance with existing
appeal routes established under the statute which authorizes the department to
issue the license to which the conditions were attached.
Source. #7562,
eff 9-26-01; ss by #8851-A, eff 3-25-07
Env-C 209.07 Requests to Expedite Review of an
Application.
(a)
In a program for which the governing statute or rule does not explicitly
provide for an optional expedited process, an applicant who wishes to request
an expedited review of an application shall submit the following in writing to
the department:
(1) All information necessary to identify the
application for which the request is being submitted;
(2) A request to expedite the department’s review
of the application that includes:
a. The reason(s) for the request;
b. The status of any other federal, state, or
local approvals also required for the project and, if such approvals have
already been issued, the issuing body, approval number, and date of issuance;
and
c. A proposed deadline for the department to
issue a decision and the reason(s) for the deadline selected; and
(3) Certification that:
a. The application is complete and contains the
current plans for the project, if plans are required by the applicable rules;
b. All information submitted with the
application is true and not misleading;
c. The applicant understands that the submittal
of false or misleading information, or both:
1. Constitutes grounds to suspend or revoke any
license issued based on the information; and
2. Subjects the applicant to penalties for
falsification in official matters, currently in RSA 641; and
d. The applicant will respond to the
department’s requests for more information or comments, or both, within 10
calendar days after the date of the request.
(b)
If a request for an expedited review of an application is received under
(a), above, the commissioner, in consultation with the director of the division
having subject matter authority over the application and staff of the program
in which the application is pending shall, in order to make a determination
under (c), below, consider the basis for the request and the number and
complexity of other applications already being processed or awaiting review by
the program.
(c)
The commissioner shall expedite the review of the application if she or
he determines that:
(1) The application for which the request has
been submitted is complete and includes the most recent plan(s) for the
project, if plans are required;
(2) Good cause as described in (d), below, exists
to grant the request;
(3) All applicable statutory and rule-based
deadlines will still be met for all other pending applications in the same
program; and
(4) The applicant has committed to responding to
the department’s comments within 10 calendar days after the date of the
request.
(d)
The following shall constitute good cause to expedite a review:
(1) Expedited review is necessary to abate a
substantial and imminent threat to public health or safety; or
(2) Expedited review is necessary to facilitate:
a. Essential and substantial economic
development in an area of the state that is in need of such development that
would not otherwise occur without review being expedited;
b. An important public interest and fundamental
public responsibility, including but not limited to those relating to public
education and public health, where project completion is time-sensitive, for
example completing a school building prior to the beginning of a new school
year; or
c. The receipt of funding in the form of grants
or low-interest loans for projects that will benefit low-income segments of
society, such as constructing workforce or senior housing.
(e)
To expedite the review of the application, the commissioner shall direct
the application that is the subject of the request to be reviewed:
(1) Ahead of other pending applications; or
(2) By other staff of the department, provided
that no application shall be reviewed by any individual who does not have the
qualifications needed for the position held by the individual(s) who normally
would review the application.
(f)
The department shall notify the requestor of the commissioner’s decision
on the request to expedite review of the application in writing within 5
working days of receipt of the request.
If the request is granted, the notice shall identify the anticipated deadlines
for processing the application and issuing a decision.
(g)
If review is expedited, then:
(1) Accommodation shall be made for receipt of
comments required or allowed to be submitted by law, such as under RSA 482-A:11
or RSA 541-A:39; and
(2) The application shall be granted or denied as
specified in the applicable rules.
Source. #12902-B, eff 10-22-19
PART Env-C
210 RECORD RETENTION AND REVIEW
Env-C 210.01 Purpose. The rules in this part are intended to
clarify the department’s policies on retaining records and specify the
procedures by which the public can request to review or receive copies of such
records.
Source. #8851-A, eff 3-25-07
Env-C 210.02 Applicability. Env-C 210 shall apply to all records
maintained by the department.
Source. #8851-A, eff 3-25-07
Env-C 210.03 Definitions.
(a) “Electronic record” means “electronic record”
as defined in RSA 294-E:2, VII, namely “a record created, generated, sent,
communicated, received, or stored by electronic means.”
(b) “Electronic signature” means “electronic
signature” as defined in RSA 294-E:2, VIII, namely “an electronic sound,
symbol, or process attached to or logically associated with a record and
executed or adopted by a person with the intent to sign the record.”
(c) “Record” means “record” as defined in RSA
294-E:2, XIII, namely “information that is inscribed on a tangible medium or
that is stored in an electronic or other medium and is retrievable in
perceivable form.”
Source. #8851-A, eff 3-25-07
Env-C 210.04 Retention of Department Records.
(a) The department shall retain an electronic
record received from any individual or entity outside the department in the
record’s original electronic format or in such other electronic format as is
compatible with technology within the department’s possession.
(b) If necessary in order to conserve physical
storage space, the department shall convert non-electronic records to
electronic format and thereafter retain the electronic format. Any record so converted shall not be required
to be retained in its non-electronic format.
Source. #8851-A, eff 3-25-07
Env-C 210.05 Review of Department Records.
(a) Any person who wishes to review department
records shall submit a written request that contains the information specified
in (b), below, to:
Department of
Environmental Services
Public Information
Center
29 Hazen Drive
P.O. Box 95
Concord, NH
03302-0095
(b) The request filed pursuant to (a), above,
shall:
(1) Specify the name, mailing address, and
daytime telephone number of the individual making the request and, if
available, a fax number and e-mail address;
(2) Identify the record(s) the person wishes to
review with as much specificity as possible, including as applicable:
a. The docket number assigned to an adjudicative
proceeding;
b. The file number or permit number assigned to
an application proceeding;
c. The complete address of the property that is
the subject of the records requested; and
d. If a specific division is believed to have
the requested record(s), the name of the division.
(c) Requested records shall be made available
during normal business hours at the department’s offices in Concord or in such
field office as is the normal repository for the requested record.
Source. #8851-A, eff 3-25-07
Env-C 210.06 Oral Hearing Records.
(a) Copies of the recording of an oral
adjudicative hearing or an oral public hearing shall be provided to any person
upon request and payment of the costs of the tape(s), or at no charge if the
person supplies enough blank tapes to copy the hearing tape(s).
(b) If any person desires a transcript of the
recording of an oral adjudicative hearing or an oral public hearing, the
department shall prepare or cause to be prepared a transcript provided the
actual cost of the transcription is paid by the person(s) requesting the
transcript. If the department hires an
outside person to prepare the transcript, the person requesting the transcript
shall be billed directly by and shall directly pay the person preparing the
transcript.
Source. #8851-A, eff 3-25-07
PART Env-C 211 REQUESTS UNDER RSA 72:12-a
Statutory Authority: RSA 541-A:16, I(b)
Env-C
211.01 Purpose. The rules in this part are intended to
clarify the procedures by which a person can apply to the department for a
determination under RSA 72:12-a.
Source. #8851-B, eff 3-25-07; ss by #10802-B, eff
3-24-15
Env-C
211.02 Definition.
(a) “Installation” means the treatment facility,
device, appliance, or installation that is the subject of the application.
Source. #8851-B, eff 3-25-07; ss by #10802-B, eff
3-24-15
Env-C
211.03 Application Filing.
(a) The applicant shall submit a written
application that contains the information specified in Env-C 211.04 to:
DES
Legal Unit
29
Hazen Drive
P.O.
Box 95
Concord,
NH 03302-0095
(b) As required by RSA 72:12-a, II, the applicant
shall provide a copy of the complete application to the taxing authority of
each municipality in which the installation is located.
(c) The applicant shall file the request at least
90 days in advance of the first day of the first tax year for which the
exemption is being requested.
Source. #8851-B, eff 3-25-07; ss by #10802-B, eff
3-24-15
Env-C
211.04 Contents of Request. The application filed pursuant to Env-C
211.03 shall include:
(a) The name, mailing address, and daytime
telephone number of the applicant;
(b)
If the applicant is other than an individual, the name, mailing address,
daytime telephone number, and email address and fax number, if any, of an
individual who can be contacted regarding the application; and
(c) For each installation, the following:
(1)
A brief description of the installation;
(2)
A simplified process flow diagram for the installation;
(3)
An explanation of how the installation operates to reduce, control, or
eliminate a source of air or water pollution;
(4)
Whether the installation is wholly or only partially for the purpose of
reducing, controlling, or eliminating any source of air or water pollution; and
(5)
Any other information believed by the applicant to be relevant to the
application.
Source. #8851-B, eff 3-25-07; ss by #10802-B, eff
3-24-15
Env-C
211.05 Department Review and Decision.
(a) The department shall review each request
received as provided in RSA 72:12-a, III.
(b)
The department shall:
(1)
Issue a written decision on each request in accordance with RSA 72:12-a,
IV; and
(2)
Send a copy of the decision to the applicant and to the taxing authority
in the municipality where the installation is located.
(c) The department shall issue the decision prior
to the first day of the first tax year for which the exemption is being requested
if the application is received at least 90 days in advance of such date.
(d) The decision issued pursuant to (b), above,
shall state the reasons for the decision.
Source. #8851-B, eff 3-25-07; ss by #10802-B, eff
3-24-15
PART Env-C
212 DECLARATORY RULINGS
Env-C
212.01 Purpose and Applicability.
(a) The purpose of the rules in this part shall
be to establish a mechanism whereby a person who is uncertain of the
applicability of a particular statute implemented by the department or rule
adopted by the department may request a decision in advance of taking an action
that might be subject to such statute or rule.
(b)
These rules shall not be used to circumvent other established methods of
adjudication, such as an appeal to a council created under RSA 21-O, in cases
where the department has already made a determination, such as by issuing or
denying a permit or by initiating an enforcement action.
Source. #9133, eff 4-19-08
Env-C 212.02 Filing. Any person seeking a declaratory ruling from
the department shall file the original and one copy of a written petition for
declaratory ruling as specified in Env-C 212.02 at the following address:
Department of
Environmental Services
Legal Unit
29 Hazen Drive
P.O. Box 95
Concord, NH
03302-0095
Source. #8851-A, eff 3-25-07 (from Env-C
212.01)
Env-C 212.03 Form and Content of Petition. A petition for a declaratory ruling shall
include the following:
(a) The name, mailing address, and daytime
telephone number of each petitioner and, if the petitioner is other than an
individual, the name, mailing address, and daytime telephone number of an
individual who can be contacted regarding the petition and, if available, a fax
number and e-mail address for that individual;
(b) A precise and complete citation to the
statute or administrative rule, or identifying information concerning the
order, for which the petitioner seeks a ruling;
(c) A clear and concise statement explaining the
background, facts, and considerations which led to the petition, in order for
the department to understand the nature and specific reasons for the petition
and why the ruling is being requested;
(d) If the petition requests a ruling that will affect
specifically-identified property owned by someone other than the petitioner,
certification that the petition has been served in accordance with Env-C
212.04(c) and (d); and
(e) Such other information as the person filing
the petition deems pertinent and relevant, including exhibits, maps,
illustrations, and sworn affidavits.
Source. #8851-A, eff 3-25-07 (from Env-C
212.02)
Env-C 212.04 Signature; Service.
(a) Every petition for declaratory ruling shall
be signed by the individual(s) submitting the petition or, if the petition is
filed on behalf of an entity, by a duly-authorized representative of the
entity.
(b) The signature(s) shall constitute a
certification that:
(1) The signer has read the document;
(2) The signer is authorized to file it;
(3) To the best of the signer’s knowledge,
information, and belief, there are good grounds to support it; and
(4) The document has not been filed for purposes
of delay or harassment.
(c) Any person who files a petition requesting a
ruling that will affect known and specifically-identified interests of another,
such as property owned by someone other than the petitioner, shall serve a copy
of the petition on such other person and any other person known by the
petitioner to have a substantial interest in the matter.
(d) Service as required by (c), above, shall be
made on or before the date of filing of the petition with the department by any
method specified in Env-C 204.08(f).
Source. #8851-A, eff 3-25-07 (from Env-C
212.03)
Env-C 212.05 Processing of Petitions for Declaratory
Rulings.
(a) Upon receipt of a petition requesting a
ruling that will affect known and specifically-identified interests of another,
the department shall notify the person(s) served by the petitioner of the date
by which a written response to the petition may be filed, which date shall not
be less than 25 days from the date of the notice.
(b) Within 25 days of receipt of a petition for
declaratory ruling, the department shall review the petition to determine:
(1) Whether additional information or explanation
is needed; and
(2) Whether the complexity of the petition,
including but not limited to the issue in question and the legal implications
thereof, will cause the department to seek assistance from the department of
justice.
(c) The department shall inform the petitioner in
writing of the results of its review under (b), above. If additional information or explanation is
needed, the department shall identify the needed information or explanation and
shall establish a deadline for the petitioner to provide the information, which
shall be no sooner than 25 days after the date of the notice. If the department will be seeking assistance
from the department of justice, the department shall inform the petitioner of
the anticipated amount of time that will be needed to obtain such assistance.
Source. #8851-A, eff 3-25-07 (from Env-C
212.04)
Env-C 212.06 Decision on Petitions for Declaratory
Rulings.
(a) The department shall issue its decision on
the petition in writing.
(b) If assistance from the department of justice
is not required, the department shall issue a response to the person filing the
petition for declaratory ruling within 90 days following:
(1) Receipt of a complete petition, if no
response is requested pursuant to Env-C 212.05(a); or
(2) The deadline for receipt of a response, if a
response is requested pursuant to Env-C 212.05(a).
(c) If assistance from the department of justice
is required, the department shall issue a written response to the person filing
the petition for declaratory ruling within 30 days following receipt of such
assistance from the department of justice.
(d) Declaratory rulings issued by the department
shall be filed with the director of legislative services in accordance with RSA
541-A:16, II(b).
Source. #8851-A, eff 3-25-07 (from Env-C
212.05)
PART
Env-C 213 WAIVER OF PROCUREMENT
PROVISIONS
Statutory
Authority: RSA 21-G:37, V
Env-C 213.01 Purpose. The purpose of this part is to establish the
criteria and procedures for waiving the requirements of RSA 21-G:37, I-IV, as
contemplated by RSA 21-G:37, V.
Source. #12386, eff 9-22-17
Env-C 213.02 Applicability. Unless otherwise specified, Env-C 213 shall
apply to the procurement of goods and services by the New Hampshire department
of environmental services through a request for bid (RFB), request for
application (RFA), request for proposal (RFP), or similar invitation.
Source. #12386, eff 9-22-17
Env-C 213.03 Definitions.
(a)
“Commissioner” means the commissioner of the department of environmental
services or designee.
(b)
“Department” means the New Hampshire department of environmental services.
(c)
“Emergency situation” means a natural, technological, or human made
situation, condition, or set of circumstances, that has caused or is determined
by the commissioner to be likely to cause degradation of the environment or
threaten public health or safety and:
(1) Impedes
or diminishes the department’s ability to provide materials or services
necessary to protect public health or safety or the environment from the
effects of such situation, condition, or set of circumstances;
(2) Inhibits
or interrupts the continuity of services provided by the department; or
(3) Prevents
the department from complying with any state or federal statute rule or
regulation.
(d)
“Request for application (RFA)” means “request for application” as
defined in RSA 21-G:36, III, as reprinted in Appendix B.
(e)
“Request for bid (RFB)” means “request for bid” as defined in RSA
21-G:36, IV, as reprinted in Appendix B.
(f)
“Request for proposal (RFP)” means “request for proposal” as defined in
RSA 21-G:36, V, as reprinted in Appendix B.
Source. #12386, eff 9-22-17
Env-C 213.04 Waiver of Requirements.
(a) The commissioner shall waive any
or all of RSA 21-G:37, II - IV for any RFA, RFB, RFP, or similar invitation if
the waiver is necessary to:
(1) Prevent the loss of federal or other funds
subject to recapture; or
(2) Prevent or mitigate an emergency situation as
defined in Env-C 213.03(c).
(b)
The department shall post the information required by RSA 21-G:37, II
and III as soon as practicable after the emergency situation that gave rise to
the need for the waiver has been mitigated.
Source. #12386, eff 9-22-17
PART
Env-C 214 CROSS-MEDIA ELECTRONIC
REPORTING RULE (CROMERR) COMPLIANCE
Statutory
Authority: RSA 541-A:16, I(b)
Env-C 214.01 Purpose. The purpose of these rules is to establish
requirements to implement the Cross-Media Electronic Reporting Rule (CROMERR),
40 CFR Part 3, 2018 edition, promulgated by the United States Environmental
Protection Agency (EPA).
Source. #12880, eff 9-30-19
Env-C 214.02 Applicability; Exclusions.
(a)
These rules shall apply to any person required or allowed to submit documents
electronically to the department, whether for use by the department or EPA, to
satisfy any requirement of 40 CFR for an authorized NH program.
(b)
These rules shall not apply to documents submitted via fax or via
magnetic or optical media such as diskette, compact disc, digital video disc,
or tape.
Source. #12880, eff 9-30-19
Env-C 214.03 Federal Definitions. For purposes of this part, the following
terms shall be as defined in 40 CFR §3.3, reprinted in Appendix B:
(a)
“Authorized program”;
(b)
“Copy of record”;
(c)
“Electronic document”;
(d)
“Electronic document receiving system”;
(e)
“Electronic signature”;
(f)
“Electronic signature agreement”;
(g)
“Electronic signature device”;
(h)
“Federal program”;
(i) “Federal reporting requirement”;
(j)
“Handwritten signature”;
(k)
“Subscriber agreement”;
(l) “Transmit”; and
(m)
“Valid electronic signature”.
Source. #12880, eff 9-30-19
Env-C 214.04 Other Definitions. For purposes of this part, the following
definitions also shall apply:
(a)
“Access information” means the information required for an individual to
use an electronic document receiving system, namely the individual’s user name,
password, and additional identifier as described in Env-C 214.05(d)(2), or any
combination thereof;
(b)
“Authorized NH program” means an authorized program implemented by the
department;
(c)
“Authorized official” means an individual who has been duly authorized
by a reporter to legally obligate the reporter by signing a subscriber
agreement to designate a signatory;
(d)
“Certifying officer” means the official of a reporter who has the
authority to designate one or more authorized officials;
(e)
“Document” means the content, in human readable format, of any
electronic document. The term includes
but is not limited to reports and monitoring data;
(f)
“NH electronic document receiving system (NHEDRS)” means any electronic
document receiving system through which the department receives electronic
documents required or allowed by any authorized NH program;
(g)
“NHEDRS contact” means the department employee who has been designated
as the department’s contact for a specific NHEDRS;
(h)
“Person” means any individual or legal entity, whether private or
public;
(i) “Reporter” means a person that is required to
submit any document to an authorized NH program;
(j)
“Signatory” means an individual who has been duly authorized by a
reporter, acting through an authorized official, to transmit electronic
documents that are required to be signed to the department on behalf of the
reporter using an NHEDRS; and
(k)
“Submitter” means an individual who transmits electronic documents that
are not required to be signed to the department using an NHEDRS.
Source. #12880, eff 9-30-19
Env-C 214.05 Access to A NH Electronic Document
Receiving System (NHEDRS).
(a)
Upon implementation of an EPA-approved NHEDRS, the department shall:
(1) Post an announcement on its web site; and
(2) Notify those persons the department believes
will be most likely to use the NHEDRS.
(b)
Any reporter that would like to use an NHEDRS to transmit electronic
documents in lieu of submitting paper copies of documents required or allowed
to be filed with the department for an authorized NH program shall:
(1) Complete a certificate of authority as
described in Env-C 214.11 (certificate) for the authorized official and have
the completed certificate executed by the certifying officer;
(2) Complete a subscriber agreement as described
in Env-C 214.12 (agreement) for each signatory and have the completed agreement
executed by the authorized official and the identified signatory;
(3) Provide a copy of the completed and executed
certificate to the authorized official and a copy of the completed and executed
agreement to the identified signatory; and
(4) Submit the complete, fully-executed
certificate and agreement(s) by U.S. Postal Service mail, private delivery
service, or other in-hand delivery to the department, to the attention of the
authorized NH program to which the documents relate, at the following address:
NH
Department of Environmental Services
Attn:
[Specific authorized NH program]
29
Hazen Drive
P.O.
Box 95
Concord,
NH 03302-0095
(c)
Upon receipt of complete, fully-executed certificate and agreement(s),
the department shall accept the certificate and agreement(s) unless a rational
basis exists to question the authenticity of the signatures on the certificate
or agreement(s). If such a rational
basis exists, the department shall undertake such actions as are needed to
verify the identity of the authorized official and each signatory.
(d)
Upon acceptance of a certificate and agreement(s), the department shall:
(1) Notify the authorized official and each
signatory at the applicable email address provided on the certificate or
agreement; and
(2) Issue a unique electronic signature device
(ESD) to each signatory and direct each signatory to establish a unique, strong
PIN/password in conjunction with another identifier such as a challenge
question/answer or a verification code on a mobile device, that together with
the PIN/password will be sufficient to prove the electronic signature has not
been compromised.
(e)
Upon receiving notification pursuant to (d)(1), above, the authorized
official and each signatory shall retain a copy of the complete, executed
certificate or agreement, as applicable, and not discard the copy for so long
as he or she continues to act as an authorized official or signatory, as
applicable.
(f)
The department shall retain:
(1) The certificate for not less than 5 years
after the department is notified or otherwise becomes aware that the authorized
official is no longer authorized; and
(2) Each agreement for not less than 5 years
after the associated ESD has been deactivated.
Source. #12880, eff 9-30-19
Env-C 214.06 Use of An NHEDRS.
(a)
Once a reporter has filed a certificate of authority and at least one
subscriber agreement and has a signatory who has received an ESD pursuant to
Env-C 214.05(d)(2), the reporter shall submit all documents required or allowed
to be filed with the department under an authorized NH program in the form of
electronic documents transmitted to the NHEDRS by a submitter or signatory,
subject to (e) and (f), below.
(b)
The submitter or signatory shall have the opportunity to review each
electronic document to be submitted, including any required certification
statement(s), in a human-readable format prior to its transmittal to prevent
the filing of any electronic document that is untrue, incomplete, or
misleading.
(c)
Transmittal of electronic documents to an NHEDRS shall constitute
certification by the submitter or signatory who transmits the electronic
documents that the signatory:
(1) Is the owner of the account used
to perform the electronic submission and signature;
(2) Has the authority to submit the electronic document on behalf of the reporter;
(3) Acknowledges and agrees that
providing the account credentials to sign the document being transmitted
constitutes an electronic signature equivalent to the signatory’s written
signature;
(4) Has reviewed the electronic form
being submitted in its entirety in a human-readable format; and
(5) Affirms that the information
contained within it is true, complete, and not misleading to the best of the
submitter’s or signatory’s knowledge and belief.
(d)
Transmittal of electronic documents to an NHEDRS shall cause the
reporter and the submitter or signatory who transmits the electronic documents
to be:
(1) Legally bound, obligated, and made
responsible to the same extent as submitting a paper copy of the documents; and
(2) Subject to criminal penalties for
falsification in official matters, currently established in NH RSA 641.
(e)
If a reporter is unable to file a required document using the NHEDRS by
the applicable deadline due to reasons beyond the control of the reporter, the
authorized official may request the department to accept a paper document in
lieu of the electronic document for that filing. The department shall accept the paper
document if the reporter has demonstrated by a preponderance of the evidence
that the reporter’s inability to use the NHEDRS was caused by circumstances
beyond the reporter’s control, such as an unexpected interruption in the
reporter’s internet service or the unexpected unavailability of the sole
signatory or of all signatories.
(f)
If a reporter determines that the reporter’s circumstances warrant
discontinuing the use of the NHEDRS, the reporter shall:
(1) Notify the department of such discontinuance;
and
(2) Submit all documents required or allowed to
be submitted after the date of the notification as paper documents.
Source. #12880, eff 9-30-19
Env-C 214.07 Use of Electronic Signature Devices (ESDs).
(a)
The signatory to whom an ESD has been issued pursuant to Env-C
214.05(d)(2) shall:
(1) Read and understand this part prior to
transmitting any electronic documents;
(2) Not allow anyone else to use the ESD or the
signatory’s access information;
(3) Protect the ESD and the signatory’s access
information from being compromised in any manner;
(4) Report to the NHEDRS contact within one
business day of discovering any evidence that the ESD has been compromised; and
(5) Maintain the secrecy of the signatory’s
access information, by:
a. Not divulging the access information to any
other person;
b.
Not delegating the responsibility to file electronic documents using the NHEDRS
to anyone;
c. Not storing the access information in an
unprotected location; and
d.
Not allowing the access information to be written into computer scripts to
achieve automated log-in.
(b)
Proof that a particular ESD was used to create the electronic signature
on an electronic document transmitted to the NHEDRS shall be sufficient to
establish that the signatory to whom the ESD was issued used the ESD with the
intent to sign and transmit the electronic document and was authorized by the
reporter to do so.
Source. #12880, eff 9-30-19
Env-C 214.08 When Electronic Signatures Are Required.
(a)
An electronic document to be transmitted using the NHEDRS shall bear a
signatory’s valid electronic signature if the document in paper format would
require the handwritten signature of a duly-authorized representative of the
reporter prior to submittal.
(b)
If a document in paper format would not require the handwritten
signature of a duly-authorized representative of the reporter prior to
submittal, no electronic signature shall be required to transmit the
corresponding electronic document.
(c)
For each electronic document received, the NHEDRS shall provide to the
signatory, via email, a receipt that identifies the electronic document
received and the date and time of receipt.
(d)
If the signatory does not receive a receipt pursuant to (c), above, the
signatory shall notify the NHEDRS contact of such non-receipt within 5 business
days of transmitting the electronic document.
Source. #12880, eff 9-30-19
Env-C 214.09 Effect of Electronic Signature.
(a)
The presence of an electronic signature on an electronic document
submitted to an NHEDRS shall establish that the signatory intended to:
(1) Sign the electronic document; and
(2) Submit it to the department to fulfill the
purpose of the electronic document.
(b)
If an electronic document transmitted to an NHEDRS to satisfy a
reporting requirement of an authorized NH program bears an electronic
signature, the electronic signature shall legally bind,
obligate, and make the reporter and the signatory responsible to the same
extent as the submittal of a paper copy of the document bearing the signatory’s
handwritten signature.
(c)
If an applicable law or rule requires a handwritten signature on a
document submitted to the department to satisfy a requirement of an authorized
NH program, an electronic signature on an electronic document transmitted to
the appropriate NHEDRS shall satisfy the requirement provided:
(1) The reporter has filed a certificate of
authority and at least one subscriber agreement; and
(2)
The department has issued an ESD to the identified signatory, as described in
Env-C 214.05(d)(2).
Source. #12880, eff 9-30-19
Env-C 214.10 Penalties and Other Remedies.
(a)
A reporter or signatory shall be subject to any applicable
administrative, civil, or criminal penalties or other remedies established in
New Hampshire law if the reporter or signatory fails to comply with a reporting
requirement by failing to comply with:
(1) This part;
(2) A certificate of authority or subscriber
agreement; or
(3) Any other applicable reporting requirements.
(b)
Nothing in this part or any other requirement of an authorized program
shall limit the use of an electronic document, copy of record, or other
information derived from an electronic document as evidence in an enforcement
proceeding.
Source. #12880, eff 9-30-19
Env-C 214.11 Certificate of Authority.
(a)
A reporter shall submit to the department a certificate of authority to
identify one or more authorized officials if:
(1) The reporter has not previously used the
specific NHEDRS to be used; or
(2) A new or additional authorized official is
being designated.
(b)
Each certificate of authority shall:
(1) Be in writing on the reporter’s official
letterhead;
(2) Provide the information identified in (c),
below, in the same format as the “Reporter Certificate of Authority for CROMERR
Compliance” dated August 2019, NHDES-C-05-003; and
(3) Bear the handwritten signature of the
certifying officer that has been notarized in accordance with RSA 456-B.
(c)
The reporter shall provide the following information as part of each
certificate of authority:
(1) The name, mailing address, and main telephone
number including area code of the reporter;
(2) The name, title, daytime telephone number
including area code, and email address of the certifying officer; and
(3) The name, title, daytime telephone number
including area code, and email address of the authorized official.
(d)
The certifying officer shall sign and date the certificate.
(e)
The signature of the certifying officer required by (d), above, shall
constitute certification that the certifying officer:
(1) Has been duly authorized by the reporter to
designate an authorized official;
(2) Understands that the authorized official will
have the authority to designate one or more signatories, who will be authorized
to submit electronic documents required by authorized NH programs on behalf of
the reporter to the NHEDRS in lieu of paper submissions;
(3) Understands and agrees that the reporter and
the authorized official will be legally bound, obligated, and held responsible
by the signatory’s use of the NHEDRS to the same extent as submitting a paper
document bearing the authorized official’s handwritten signature;
(4) Understands and agrees that the NHEDRS will
automatically reject any electronic document submitted without a valid
electronic signature if such signature is required, and that such rejection
means that the required document has not been filed and the reporter will be subject
to whatever penalties might apply to the failure to file;
(5) Agrees to notify the NHEDRS contact that the
authorized official is no longer authorized to represent the reporter within 10
business days of the authorization being revoked;
(6) Agrees to retain a copy of the fully executed
certificate as long as the authorized official continues to represent the
reporter; and
(7) Understands and agrees that transmitting an
electronic document using the NHEDRS subjects the reporter and the authorized official
to:
a. The same state or federal administrative,
civil, criminal, or other penalties and remedies as apply to submitting
incomplete, false, or misleading information in paper format;
b. Any applicable state or federal
administrative, civil, criminal, or other penalties and remedies that apply to
not complying with all requirements for using the NHEDRS; and
c. Criminal penalties for falsification in
official matters, currently established in RSA 641.
Source. #12880, eff 9-30-19
Env-C 214.12 Subscriber Agreement.
(a)
A reporter shall submit to the department a subscriber agreement to
identify one or more signatories if:
(1) The reporter has not previously used the
specific NHEDRS to be used; or
(2) A new or additional signatory is being
designated.
(b)
Each subscriber agreement shall:
(1) Be in writing; and
(2) Bear the handwritten signatures of the
authorized official and of the signatory that have been notarized in accordance
with RSA 456-B.
(c)
The reporter shall provide the following information on the “Signatory
Subscriber Agreement For CROMERR
Compliance” dated August 2019, NHDES-C-05-002:
(1) The name, mailing address, and main telephone
number including area code of the reporter;
(2) The name, title, daytime telephone number
including area code, and email address of the authorized official;
(3) The name of the regulated site or activity,
if other than the name provided pursuant to (1), above;
(4) The location of the regulated site or
activity, if other than the mailing address provided pursuant to (1), above;
and
(5) The name, title, daytime telephone number
including area code, and email address of the signatory.
(d)
The authorized official and signatory shall each sign and date the
subscriber agreement.
(e)
The signature of the authorized official required by (d), above, shall
constitute certification that the authorized official:
(1)
Understands that the subscriber agreement allows the signatory to submit
electronic documents required by authorized NH programs on behalf of the
reporter to the NHEDRS in lieu of paper submissions;
(2) Has read and understands the rules in Env-C
214 relative to transmitting electronic documents for CROMERR compliance;
(3)
Affirms the individual identified as signatory is duly authorized to submit
electronic documents on behalf of the reporter using the NHEDRS;
(4) Understands and agrees that the reporter and
the authorized official will be legally bound, obligated, and held responsible
by the signatory’s use of the NHEDRS to the same extent as submitting a paper
document bearing the authorized official’s handwritten signature;
(5) Understands that the authorized official will
have the opportunity to review each electronic document to be submitted,
including any required certification statements, in a human-readable format and
to prevent the filing of any electronic document that is untrue, incomplete, or
misleading;
(6) Understands that the NHEDRS will
automatically reject any electronic document submitted without a valid
electronic signature if such signature is required, and that such rejection
means that the required document has not been filed and the reporter will be
subject to whatever penalties might apply to the failure to file;
(7) Agrees to notify the NHEDRS contact that the
authorized official is no longer authorized to represent the reporter as soon
as the authorization is revoked;
(8) Agrees to notify the NHEDRS contact that the
signatory is no longer authorized to represent the reporter as soon as the authorization
is revoked;
(9) Agrees to retain a copy of the fully executed
subscriber agreement as long as the authorized official continues to represent
the reporter; and
(10) Understands that transmitting an electronic
document using the NHEDRS subjects the reporter and the authorized official to:
a. The same state or federal administrative,
civil, criminal, or other penalties and remedies as apply to submitting
incomplete, false, or misleading information in paper format;
b.
Any applicable state or federal administrative, civil, criminal, or other
penalties and remedies that apply to not complying with all requirements for
using the NHEDRS; and
c. Criminal penalties for falsification in
official matters, currently established in RSA 641.
(f)
The signature of the signatory required by (d), above, shall constitute
certification that the signatory:
(1)
Understands that the subscriber agreement allows the signatory to submit
electronic documents required by authorized NH programs on behalf of the
reporter to the NHEDRS in lieu of paper submissions;
(2) Has read and understands the rules in Env-C
214 relative to transmitting electronic documents for CROMERR compliance;
(3)
Has been authorized to submit electronic documents on behalf of the reporter
using the NHEDRS;
(4) Understands that the reporter and the
signatory will be legally bound, obligated, and held responsible by the
signatory’s use of the NHEDRS to the same extent as submitting a paper document
bearing the signatory’s handwritten signature;
(5) Will review each electronic document to be
submitted in a human-readable format prior to transmitting the document and
only transmit those electronic documents the signatory believes to be true,
complete, and not misleading;
(6) Understands that the NHEDRS will
automatically reject any electronic document submitted without a valid
electronic signature if such signature is required, and that such rejection
means that the required document has not been filed and the reporter will be
subject to whatever penalties might apply to the failure to file;
(7) Understands that he or she will automatically
receive an e-mail receipt from the NHEDRS for each submission that contains a
valid electronic signature, which will identify the document received, the
signatory, and the date and time of receipt;
(8) Will notify the NHEDRS contact if an e-mail
receipt is not received as specified in (7), above, within 5 business days of
transmitting any electronic document to the NHEDRS;
(9) Agrees to protect the signatory’s unique electronic
signature device from compromise and from use by anyone else, and specifically
agrees to:
a. Maintain the secrecy of the signatory’s
access information;
b. Not divulge or delegate the signatory’s
access information to any other individual;
c. Not store the access information in an
unprotected location; and
d. Not allow any access information to be
written into computer scripts to achieve automated log-in;
(10) Agrees to notify the NHEDRS contact as soon
as possible, but no later than 24 hours, after suspecting or determining that
the signatory’s access information has been lost, stolen, or otherwise
compromised;
(11)
Understands that the department may contact the authorized official identified
on the subscriber agreement to verify the signatory’s identity;
(12) Agrees to notify the NHEDRS contact that he
or she is no longer authorized to act as a signatory as soon as the
authorization is revoked;
(13) Agrees to retain a copy of the fully executed
subscriber agreement as long as he or she continues to act as a signatory; and
(14) Understands that transmitting an electronic
document using the EDRS subjects the signatory to:
a. The same state or federal administrative, civil,
criminal, or other penalties and remedies as apply to submitting incomplete,
false, or misleading information in paper format;
b. Any applicable state or federal
administrative, civil, criminal, or other penalties and remedies that apply to
not complying with all requirements for using the EDRS; and
c. Criminal penalties for falsification in
official matters, currently established in RSA 641.
Source. #12880, eff 9-30-19
Appendix
A - Statutes/Regulations Implemented
Rule Section(s) |
State Statute(s)
Implemented |
|
|
Env-C 201 |
RSA 541-A:16, I;
RSA 541-A:30-a, III; all other statutes identified in this table |
Env-C 201.02(b) |
RSA 541-A:16,
I(b) |
Env-C 202 |
RSA 541-A:16, I;
RSA 541-A:30-a, III; all other statutes identified in this table |
Env-C 202.07 |
RSA 541-A:16, I |
Env-C 203 |
RSA 541-A:16,
I(a) and (b); RSA 541-A:30-a, III; all other statutes identified in this
table |
Env-C 204 |
RSA 541-A:16,
I(b)(2); RSA 541-A:30, II; RSA 125-C:15, I-b; RSA 125-D:4; RSA 125-I:3-a; RSA
125-J:8, I-a; RSA 141-E:16; RSA 146-A:15; RSA 146-C:10-a; RSA 147-A:17-a; RSA
149-M:16; RSA 149-M:37, IV; RSA 482:79-a; RSA 482:89, II; RSA 482-A:13; RSA
483-B:18, III(c); RSA 485:58, IV; RSA 485-A:22,V; RSA 485-A:28, II; RSA
485-A:43,V; RSA 485-A:54,V; RSA 485-C:18; and RSA 487:7, II |
Env-C 205 |
RSA 541-A:16,
I(b); RSA 541-A:11, I |
Env-C 206 |
RSA 541-A:16,
I(a) and (b); RSA 541-A:30-a, III; all other statutes identified in this
table |
Env-C 207 |
RSA 541-A:4; RSA
541-A:16, I(c) |
Env-C 208 |
RSA 91-A:5, IV |
Env-C 209 |
RSA 541-A:16,
I(a) and (b); RSA 541-A:30, II; RSA 125-C:11; RSA 125-I:3, I; RSA 146-A:11-c;
RSA 146-C:4; RSA 147-A:4; RSA 147-A:6; RSA 149-M:9; RSA 332-E:6; RSA 482:5;
RSA 482:7; RSA 482:9; RSA 482:29; RSA 482:31; RSA 482-A:3; RSA 482-B:8, II;
RSA 485:3; RSA 485:3-a; RSA 485-A:4, IX-b, IX-c, XVI-a and XVI-b; RSA
485-A:7-c; RSA 13, I(a); RSA 485-A:26, I; RSA 485-A:29; RSA 485-A:35, I; RSA
485-A:36, I; RSA 485-A:47; RSA 485-C:6-a; RSA 485-C:13 |
Env-C 209.07 |
RSA 541-A:16, I(b) |
Env-C 210 |
RSA 541-A:16,
I(a) and (b); RSA 91-A |
Env-C 211 |
RSA 72:12-a |
Env-C 212 |
RSA 541-A:16,
I(d) |
Env-C 213
|
RSA 21-G:37, I-V
|
Env-C 214 |
RSA 294-E; RSA 541-A:16, I(b) |
Appendix B: Statutory Definitions
21-G:36:
III.
“Request for application (RFA)” means an invitation to submit an offer
to provide identified services to an agency where the amount of funding
available and the particulars of how the services are to be provided are
defined by the agency and where the selection of qualifying vendors will be
according to identified criteria as provided in RSA 21-I:22-a and RSA
21-I:22-b.
IV.
“Request for bid (RFB)” means an invitation to submit an offer to
provide specified commodities or services to an agency at a price proposed by
the bidder where selection is based on the lowest price meeting or exceeding
specifications as stated in the bid.
V.
“Request for proposal (RFP)” means an invitation to submit a proposal to
provide specified goods or services, where the particulars of the goods or services
and the price are proposed by the vendor and, for proposals meeting or
exceeding specifications, selection is according to identified criteria as
provided in RSA 21-I:22-a and RSA 21-I:22-b.
40 CFR § 3.3
Authorized program means a Federal program that EPA
has delegated, authorized, or approved a state, tribe, or local government to
administer, or a program that EPA has delegated, authorized, or approved a
state, tribe or local government to administer in lieu of a Federal program,
under other provisions of Title 40 and such delegation, authorization, or
approval has not been withdrawn or expired.
Copy
of record
means a true and correct copy of an electronic document received by an
electronic document receiving system, which copy can be viewed in a
human-readable format that clearly and accurately associates all the
information provided in the electronic document with descriptions or labeling
of the information. A copy of record includes:
(1) All electronic signatures contained in or
logically associated with that document;
(2) The date and time of receipt; and
(3) Any other information used to record the
meaning of the document or the circumstances of its receipt.
Electronic
document
means any information in digital form that is conveyed to an agency or
third-party, where “information” may include data, text, sounds, codes,
computer programs, software, or databases. “Data,” in this context, refers to a
delimited set of data elements, each of which consists of a content or value
together with an understanding of what the content or value means; where the
electronic document includes data, this understanding of what the data element
content or value means must be explicitly included in the electronic document
itself or else be readily available to the electronic document recipient.
Electronic
document receiving system means any set of apparatus, procedures, software,
records, or documentation used to receive electronic documents.
Electronic
signature
means any information in digital form that is included in or logically
associated with an electronic document for the purpose of expressing the same
meaning and intention as would a handwritten signature if affixed to an
equivalent paper document with the same reference to the same content. The
electronic document bears or has on it an electronic signature where it
includes or has logically associated with it such information.
Electronic
signature agreement
means an agreement signed by an individual with respect to an electronic
signature device that the individual will use to create his or her electronic
signatures requiring such individual to protect the electronic signature device
from compromise; to promptly report to the agency or agencies relying on the
electronic signatures created any evidence discovered that the device has been
compromised; and to be held as legally bound, obligated, or responsible by the
electronic signatures created as by a handwritten signature.
Electronic
signature device
means a code or other mechanism that is used to create electronic signatures.
Where the device is used to create an individual’s electronic signature, then
the code or mechanism must be unique to that individual at the time the
signature is created and he or she must be uniquely entitled to use it. The
device is compromised if the code or mechanism is available for use by any
other person.
Federal
program
means any program administered by EPA under any other provision of Title 40.
Federal
reporting requirement
means a requirement to report information directly to EPA under any other
provision of Title 40.
Handwritten
signature
means the scripted name or legal mark of an individual, handwritten by that
individual with a marking-or writing-instrument such as a pen or stylus and
executed or adopted with the present intention to authenticate a writing in a
permanent form, where “a writing” means any intentional recording of words in a
visual form, whether in the form of handwriting, printing, typewriting, or any
other tangible form. The physical instance of the scripted name or mark so
created constitutes the handwritten signature. The scripted name or legal mark,
while conventionally applied to paper, may also be applied to other media.
Subscriber
agreement
means an electronic signature agreement signed by an individual with a
handwritten signature. This agreement must be stored until five years after the
associated electronic signature device has been deactivated.
Transmit means to
successfully and accurately convey an electronic document so that it is
received by the intended recipient in a format that can be processed by the
electronic document receiving system.
Valid
electronic signature
means an electronic signature on an electronic document that has been created
with an electronic signature device that the identified signatory is uniquely
entitled to use for signing that document, where this device has not been
compromised, and where the signatory is an individual who is authorized to sign
the document by virtue of his or her legal status and/or his or her
relationship to the entity on whose behalf the signature is executed.